DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Rise North Capital Investment Advisors

Independent wealth managerBraintree, MassachusettsCRD 336740SEC 801-134746websiteIAPD
Legal name Rnc Ria LLC
Latest filing Aug 14, 2026
First filing on the tape Dec 5, 2025 · 8 filings
SEC status approved since Dec 8, 2025
RAUM
$50.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$47.2M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$4.6M
derived; firm RAUM over IAPD count
Employees
14
11 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$50.6M as of Aug 14, 2026
Dec 5, 2025$0 then
HNW client RAUM$9.5M as of Aug 14, 2026
Feb 20, 2026$0 then
State-registered IARs (5.B.3)11 as of Aug 14, 2026
Dec 5, 202513 then
Employees (5.A)14 as of Aug 14, 2026
Dec 5, 202513 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$4.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
37derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$556,643derivedHNW RAUM over HNW clients
Average account
$123,913derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$37.7M80%
  • High-net-worth individuals$9.5M20%
Individual clients
389reported
HNW clients
17reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
408reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.93 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jacob CiechonNashua, Nh Dec 9, 202511 y1
Christian Robert RoyBraintree, Ma Dec 9, 202514 y1
Robert James MarchewkaBraintree, MaDec 9, 202513 y1
Ryan Robert PitardNashua, Nh Dec 9, 202514 y1
James R DriscollBraintree, MaDec 9, 202526 y2
Jacob Aaron GraffChartered Financial ConsultantBraintree, MaDec 9, 202512 y1
Joanna Esther MartinezBraintree, Ma Dec 9, 202513 y1
Kyle Francis LasellaNashua, Nh May 7, 202611 y1
Derek Stephen SageBraintree, Ma May 7, 202610 y0
Lauren Michele FakonasCertified Financial Planner, Chartered Financial ConsultantBraintree, MaJul 9, 202611 y2
Joseph Francis StowellNashua, Nh Jul 30, 202610 y0
Advisor movement
4 left, 13 joined in 12 months
net +9 in 12 months3 left in 90 days1 joined in 90 daysdeparture rate 36% of current headcount4 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • English Catherine Dolphyn · Chief Compliance Officercontrol
      since 06/2026 · owns less than 5%
    • Ashley Sabrina Logan · Managing Membercontrol
      since 10/2025 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Braintree, Ma · principal11115
    Nashua, Nh770
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory employees · 12 to 11
      Jul 30, 2026 to Aug 14, 2026
    • Employees · 15 to 14
      Jul 30, 2026 to Aug 14, 2026
    • State-registered IARs · 12 to 11
      Jul 30, 2026 to Aug 14, 2026
    • Other offices · 1 to 2
      Jun 25, 2026 to Jul 30, 2026
    • Advisory employees · 14 to 12
      May 7, 2026 to Jun 25, 2026
    • Employees · 14 to 15
      May 7, 2026 to Jun 25, 2026
    • State-registered IARs · 14 to 12
      May 7, 2026 to Jun 25, 2026
    • Advisory employees · 13 to 14
      Apr 13, 2026 to May 7, 2026
    • Employees · 13 to 14
      Apr 13, 2026 to May 7, 2026
    • State-registered IARs · 13 to 14
      Apr 13, 2026 to May 7, 2026
    • Accounts · 0 to 408
      Feb 20, 2026 to Apr 13, 2026
    • HNW clients · 0 to 17
      Feb 20, 2026 to Apr 13, 2026
    • Individual clients · 0 to 389
      Feb 20, 2026 to Apr 13, 2026
    • Insurance-licensed employees · 13 to 0
      Feb 20, 2026 to Apr 13, 2026
    • Discretionary RAUM · $0 to $50.6M
      Feb 20, 2026 to Apr 13, 2026
    • HNW RAUM · $0 to $9.5M
      Feb 20, 2026 to Apr 13, 2026
    • Individual RAUM · $0 to $37.7M
      Feb 20, 2026 to Apr 13, 2026
    • RAUM · $0 to $50.6M
      Feb 20, 2026 to Apr 13, 2026
    • Charity clients · unset to 0.0
      Jan 7, 2026 to Feb 20, 2026
    • Corporate clients · unset to 0.0
      Jan 7, 2026 to Feb 20, 2026
    • HNW clients · unset to 0.0
      Jan 7, 2026 to Feb 20, 2026
    • Individual clients · unset to 0.0
      Jan 7, 2026 to Feb 20, 2026
    • Pension plan clients · unset to 0.0
      Jan 7, 2026 to Feb 20, 2026
    • Pooled vehicle clients · unset to 0.0
      Jan 7, 2026 to Feb 20, 2026
    • HNW RAUM · unset to 0.0
      Jan 7, 2026 to Feb 20, 2026
    • Individual RAUM · unset to 0.0
      Jan 7, 2026 to Feb 20, 2026
    • Pension RAUM · unset to 0.0
      Jan 7, 2026 to Feb 20, 2026
    • Pooled vehicle RAUM · unset to 0.0
      Jan 7, 2026 to Feb 20, 2026
    Signals
    8 dated events
    • Brendan Shea Bayron left Rise North Capital Investment Advisors for Foundations Investment Advisors Llc (registered 2026-08-18)
      Aug 14, 2026 · Advisor changed firm · fact
    • Samuel Joshua Graff left Rise North Capital Investment Advisors for Brookstone Capital Management Llc (registered 2026-07-30)
      Jul 9, 2026 · Advisor changed firm · fact
    • Killian Michael Dowd left Rise North Capital Investment Advisors for Money Concepts Advisory Service (registered 2026-06-18)
      Jun 25, 2026 · Advisor changed firm · fact
    • Kyle Mortimer left Rise North Capital Investment Advisors for Money Concepts Advisory Service (registered 2026-05-13)
      May 7, 2026 · Advisor changed firm · fact
    • 6 advisors left Foundations Investment Advisors LLC (Phoenix, AZ) for Rise North Capital Investment Advisors on the same day
      Mar 4, 2026 · Team lift-out · derived
    • 4 advisors left Foundations Investment Advisors LLC (Nashua, NH) for Rise North Capital Investment Advisors on the same day
      Mar 4, 2026 · Team lift-out · derived
    • 4 advisors left Foundations Investment Advisors LLC (Braintree, MA) for Rise North Capital Investment Advisors on the same day
      Mar 4, 2026 · Team lift-out · derived
    • Dominic Glasson no longer registered at Rise North Capital Investment Advisors; no later IA registration on IAPD
      Dec 15, 2025 · Advisor departure · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    slackey@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    aberry@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    aheter@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    cpratka@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    dauger@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    dmartinez@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    fthomas@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    jbooth@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    jeloi@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    jreardon@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    jtavares@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business email
    jweigler@risenorthcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $4.6Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026