DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brogan Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gabriel Francisco Freund | Welcy Capital Advisors LLC other | Brogan Asset Management, LLC state registered | Other | Nov 25, 2025 | Feb 1, 2026 (68 d) |
| Terence William Brogan | Wellington Shields & Co., LLC independent RIA | Brogan Asset Management, LLC state registered | RIA to a state-registered adviser | Jul 1, 2025 | Dec 3, 2025 (155 d) |
| Brian D Brogan | Alden Investment Group independent RIA | Brogan Asset Management, LLC state registered | RIA to a state-registered adviser | May 30, 2025 | Dec 3, 2025 (187 d) |
| Cory Phillip Reader | Exemplar Wealth Advisors, LLC state registered | Brogan Asset Management, LLC state registered | Other | Oct 7, 2024 | Jul 14, 2026 (645 d) |
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4 moves match.