DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ducere Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Thomas Harrington | Fairbanks Capital Management, Inc. independent RIA | Ducere Wealth Management independent RIA | RIA to RIA | Apr 6, 2026 | Apr 1, 2026 |
| Jack Stewart Stemper | First Foundation Advisors independent RIA | Ducere Wealth Management independent RIA | RIA to RIA | Sep 29, 2025 | Sep 19, 2025 |
| Nicholas Bzovi | Morgan Stanley wirehouse | Ducere Wealth Management independent RIA | Wirehouse to independent RIA | Sep 4, 2025 | Sep 5, 2025 |
| Cody James Columna | First Foundation Advisors independent RIA | Ducere Wealth Management no RAUM | RIA to a newly registered adviser | Jun 18, 2025 | Jul 28, 2025 (40 d) |
| Alexis Renee Miranda | The Investment Counsel Company independent RIA | Ducere Wealth Management no RAUM | RIA to a newly registered adviser | Jun 6, 2025 | Jul 30, 2025 (54 d) |
| Zane Confair Keller | First Foundation Advisors independent RIA | Ducere Wealth Management no RAUM | RIA to a newly registered adviser | May 30, 2025 | Jul 22, 2025 (53 d) |
| Ulrich Emanuel Keller | First Foundation Advisors, LLC unclassified | Ducere Wealth Management no RAUM | Other | Dec 31, 2010 | Jul 22, 2025 (5317 d) |
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7 moves match.