DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Civitas Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Deane Jefford | Oneamerica Securities, Inc. BD affiliated | Civitas Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 8, 2026 | Aug 17, 2026 |
| Paul Jacob Howland | Esi Financial Advisors independent RIA | Civitas Financial LLC state registered | RIA to a state-registered adviser | Jan 13, 2026 | Feb 10, 2026 |
| Felipe Baeza Correa | Gradient Advisors, LLC independent RIA | Civitas Financial LLC state registered | RIA to a state-registered adviser | Sep 11, 2025 | Aug 29, 2025 |
| Sammie James Baker | Gradient Advisors, LLC independent RIA | Civitas Financial LLC state registered | RIA to a state-registered adviser | Mar 11, 2024 | May 2, 2026 (782 d) |
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4 moves match.