DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Thirteen Twenty-Two Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Landon G Freeman | Ameriprise Financial Services, LLC national BD | Thirteen Twenty-Two Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2026 | Aug 4, 2026 (89 d) |
| John Sidney Morrison | LPL Financial LLC BD affiliated | Thirteen Twenty-Two Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 25, 2026 | Jan 25, 2026 |
| Randall Sloan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thirteen Twenty-Two Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 15, 2026 | Jan 14, 2026 |
| Daniel Watkins | Edward Jones national BD | Thirteen Twenty-Two Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 1, 2021 | Jan 25, 2026 (1819 d) |
Page 1 of 1
4 moves match.