DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Goldman Sachs & Co. LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacy Marlene Paradise | Cetera Advisor Networks LLC BD affiliated | Goldman Sachs & Co. LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2019 | Jun 16, 2022 (1067 d) |
| Lauren J Palacio | Raymond James & Associates, Inc. national BD | Goldman Sachs & Co. LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2015 | Jan 28, 2016 (155 d) |
Page 1 of 1
2 moves match.