DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brighton Securities Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa Ann Talarico | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Brighton Securities Corp. independent RIA | Wirehouse to independent RIA | Nov 16, 2022 | Nov 15, 2022 |
| Joshua David Slish | Equitable Advisors, LLC national BD | Brighton Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2022 | Jul 29, 2022 |
| Michael Christopher Restivo | UBS Financial Services Inc. wirehouse | Brighton Securities Corp. independent RIA | Wirehouse to independent RIA | Apr 28, 2022 | Apr 26, 2022 |
| Joshua Tyler Gilbert | Wells Fargo Advisors wirehouse | Brighton Securities Corp. independent RIA | Wirehouse to independent RIA | Aug 7, 2020 | Apr 19, 2021 (255 d) |
| Willard Basch Saperston | Saperston Asset Management, Inc. independent RIA | Brighton Securities Corp. independent RIA | RIA to RIA | Nov 14, 2018 | Nov 1, 2018 |
| Kristina Lynn Saperston | Saperston Asset Management, Inc. independent RIA | Brighton Securities Corp. independent RIA | RIA to RIA | Oct 29, 2018 | Oct 23, 2018 |
| Deanna Jean Gutta | Citizens Securities, Inc. BD affiliated | Brighton Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2018 | Oct 3, 2018 (205 d) |
| Lori Ann Alberts | Morgan Stanley wirehouse | Brighton Securities Corp. independent RIA | Wirehouse to independent RIA | Nov 27, 2017 | Sep 27, 2018 (304 d) |
| Raymond Louis Demonte | Wells Fargo Advisors wirehouse | Brighton Securities Corp. independent RIA | Wirehouse to independent RIA | Sep 5, 2017 | Oct 3, 2018 (393 d) |
| Salvatore Anthony Fasciano | Hsbc Securities (USA) Inc. other | Brighton Securities Corp. independent RIA | Other | Nov 14, 2011 | May 16, 2021 (3471 d) |
| Douglas Arthur Hendee | Morgan Stanley Dw Inc. unclassified | Brighton Securities Corp. independent RIA | Other | Apr 19, 2005 | Jun 12, 2024 (6994 d) |
Page 1 of 1
11 moves match.