DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Leerink Swann LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott E Price | Credit Suisse Securities (USA) LLC other | Leerink Swann LLC other | Other | Feb 10, 2010 | Jan 26, 2010 |
| Robert Malachy Cully | RBC Capital Markets, LLC national BD | Leerink Swann LLC other | Other | Mar 25, 2009 | Mar 16, 2009 |
| Devon Jerome Baranski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Leerink Swann LLC other | Other | Jan 26, 2009 | Jul 26, 2010 (546 d) |
| Dominick Joseph Trimarchi | Goldman Sachs Wealth Services, L.P. other | Leerink Swann LLC other | Other | Dec 7, 2006 | Dec 9, 2010 (1463 d) |
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4 moves match.