DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Florida Atlantic Securities Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Larry Raphael Rozas | Truist Advisory Services, Inc. BD affiliated | Florida Atlantic Securities Corp. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2024 | Jan 11, 2024 |
| William Trevor Beaney | Morgan Stanley wirehouse | Florida Atlantic Securities Corp. mixed wealth | Wirehouse to independent RIA | Aug 10, 2010 | Jan 17, 2025 (5274 d) |
| Gabriel Alberto Requena | Amerant Investments, Inc. other | Florida Atlantic Securities Corp. mixed wealth | Other | Sep 13, 2005 | Feb 10, 2025 (7090 d) |
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3 moves match.