DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Comprehensive Programs, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony C Romano | Romano Buonadonna Financial Services, LLC unclassified | Comprehensive Programs, Inc. other | Other | Jan 2, 2013 | Mar 17, 2011 |
| Craig Emil Sargent | LPL Financial LLC other | Comprehensive Programs, Inc. other | Other | Aug 12, 2009 | Mar 21, 2011 (586 d) |
| Alan Charles Gottlob | Private Consulting Group, Inc. unclassified | Comprehensive Programs, Inc. other | Other | Dec 1, 2003 | Jun 16, 2011 (2754 d) |
| Brett Warren Buonadonna | Avantax Advisory Services other | Comprehensive Programs, Inc. other | Other | Apr 14, 2003 | Feb 24, 2003 |
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4 moves match.