DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Herndon Plant Oakley Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kimmie Jo Mathis-Doumis | Garland Capital Management Inc other | Herndon Plant Oakley Ltd other | Other | May 18, 2011 | Jan 18, 2012 (245 d) |
| Alexander Webster Pierce | Roger H. Jenswold & Co., Inc. other | Herndon Plant Oakley Ltd other | Other | May 4, 2010 | May 4, 2010 |
| Herbert Gaylon Boyd | Km Capital Management, Ltd. other | Herndon Plant Oakley Ltd other | Other | Jun 29, 2005 | Sep 27, 2005 (90 d) |
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3 moves match.