DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Washington Securities Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Robert Jones | Capitol Securities Management, Inc. independent RIA | Washington Securities Corporation state registered | RIA to a state-registered adviser | Mar 4, 2021 | Jan 1, 2026 (1764 d) |
| Daniel Thomas Mchugh | Woodstock Wealth Management, Inc. independent RIA | Washington Securities Corporation state registered | RIA to a state-registered adviser | Nov 23, 2020 | Jun 11, 2025 (1661 d) |
| Henry Bruce Abbott | Montgomery Investment Management Inc other | Washington Securities Corporation state registered | Other | Jul 1, 2014 | Jan 6, 2025 (3842 d) |
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3 moves match.