DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Charles Schwab & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Micah Mendillo | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2026 | Sep 16, 2026 |
| Christopher Lala | UBS Financial Services Inc. wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2026 | Sep 14, 2026 |
| Bruno Faria Amoroso | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Sep 2, 2026 | Sep 3, 2026 |
| Alex Lima | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2026 | Sep 16, 2026 |
| George J Christodoulou | Edward Jones national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Sep 4, 2026 |
| William D Weldon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 28, 2026 |
| Donovan Axel Morris | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2026 | Sep 3, 2026 |
| Alexander David Kallweit | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 18, 2026 |
| Craig W Beauregard | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 28, 2026 |
| Xiaping Lin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2026 | Sep 15, 2026 (36 d) |
| Ricky Burroughs | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Aug 13, 2026 |
| Khoi Duong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2026 | Sep 14, 2026 (35 d) |
| Bradford Jones | UBS Financial Services Inc. wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2026 | Aug 10, 2026 |
| Derek Blair | LPL Financial LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 14, 2026 |
| Kiana Kashanian | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 19, 2026 |
| Taniela Pututau | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 6, 2026 |
| Carolyn Smith Link | &Partners independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 31, 2026 | Sep 4, 2026 (35 d) |
| Lonya T. Mull | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Aug 6, 2026 |
| Aaron K Kummerfeldt | Edward Jones national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Aug 7, 2026 |
| Tyler James Keniston | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Jul 27, 2026 | Jul 27, 2026 |
| Neha Dixit | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2026 | Aug 18, 2026 |
| Elizabeth Magner Simon Crawley | Eagle Strategies LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Aug 5, 2026 |
| Joseph Murphy | Edward Jones national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Aug 11, 2026 |
| Steven Alvarenga | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Aug 5, 2026 |
| Sarah Horn | Global Retirement Partners LLC institutional | Charles Schwab & Co., Inc. national BD | Other | Jul 20, 2026 | Jul 29, 2026 |
| Armin Niksimaee | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Aug 3, 2026 |
| Connor Arlen Larson | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 23, 2026 |
| Lori Ann Silverthorne | T. Rowe Price Associates, Inc. asset manager | Charles Schwab & Co., Inc. national BD | Other | Jul 14, 2026 | Jul 25, 2026 |
| Anastasiia Artemovna Wagoner | Huntington Financial Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 29, 2026 |
| Ian Stevens | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 16, 2026 |
| Matthew Damon Minichello | Newedge Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Aug 11, 2026 (33 d) |
| Zachary Archer | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Aug 13, 2026 (35 d) |
| Jeffrey Crouse | Saltmarsh Financial Advisors, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 9, 2026 | Jul 22, 2026 |
| Christopher L Chakkalapadavil | Cetera Investment Advisers LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 31, 2026 |
| Ronda Denise Huckaby | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 22, 2026 |
| Peter Vitale | Frisch Financial Group, Inc. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 3, 2026 | Jul 1, 2026 |
| Christopher Albanese | UBS Financial Services Inc. wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2026 | Jun 24, 2026 |
| William Robinson | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Jul 2, 2026 | Jul 2, 2026 |
| Geoffrey F Hathhorn | Missionsquare Wealth Management no RAUM | Charles Schwab & Co., Inc. national BD | Other | Jul 1, 2026 | Jul 7, 2026 |
| Cathy Ha | Citigroup Global Markets Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jul 22, 2026 |
| Adrian Puentes | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 29, 2026 | Jul 2, 2026 |
| William Tyler Bowles | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Rockford Harrison Wirth | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Aug 5, 2026 (40 d) |
| Gregory Burton Miller | Wells Fargo Advisors wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2026 | Jul 1, 2026 |
| Timothy Allen Bielik | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Jun 23, 2026 | Jun 23, 2026 |
| Evan Lombardo | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Jun 27, 2026 |
| Peter Mastromarco | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jun 29, 2026 |
| Xun Liu | J.P. Morgan Securities LLC wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2026 | Jun 30, 2026 |
| Stewart Thomas Butler | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 17, 2026 |
| Svetlana Malinovskaya | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 23, 2026 |
| Joseph Ninivaggi | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 20, 2026 |
| Robert Jonathan Victoria | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jul 1, 2026 |
| Marcus Dewayne Gilbert | Wells Fargo Advisors wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2026 | Jul 27, 2026 (47 d) |
| Lisa Deanne Longo | Planmember Securities Corporation independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 8, 2026 | Jul 28, 2026 (50 d) |
| Robert Romero | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jun 24, 2026 |
| Justin Kwok | Rockefeller Capital Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 23, 2026 |
| Caroline E Salvator | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2026 | Jul 15, 2026 (41 d) |
| Logan Patrick Ryan | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 18, 2026 |
| Radhika Srinivasan | Wells Fargo Advisors wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 5, 2026 |
| Brandon Kyler Rowe | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 11, 2026 |
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3,850 moves match.