DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Canaccord Genuity Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Corinne Marie Moccia-CunhaSteward Partners Investment Advisory, LLC BD affiliatedCanaccord Genuity Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2024Oct 11, 2024
Selim BegisSteward Partners Investment Advisory, LLC BD affiliatedCanaccord Genuity Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2022Feb 22, 2022
Simon John JochlinMorgan Stanley wirehouseCanaccord Genuity Wealth Management no RAUMOtherJun 8, 2021Jun 1, 2021
Neil David GregoryRichardson Wealth (USA) Limited independent RIACanaccord Genuity Wealth Management no RAUMOtherJan 26, 2021Feb 5, 2021
V. Thane Thane StennerMorgan Stanley wirehouseCanaccord Genuity Wealth Management no RAUMOtherNov 2, 2020Nov 10, 2020
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5 moves match.