DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Kentucky Securities Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bruce C CorwinRoss, Sinclaire & Associates, LLC independent RIAFirst Kentucky Securities Corp independent RIARIA to RIAJun 1, 2020May 29, 2020
Bradley Clark PickrellRoss, Sinclaire & Associates, LLC independent RIAFirst Kentucky Securities Corp independent RIARIA to RIAJun 1, 2020May 29, 2020
Martha L WeeksRoss, Sinclaire & Associates, LLC independent RIAFirst Kentucky Securities Corp independent RIARIA to RIAJun 1, 2020May 29, 2020
Bradley Clark PickrellRoss, Sinclaire & Associates, LLC independent RIAFirst Kentucky Securities Corp independent RIARIA to RIAMar 26, 2020Mar 27, 2020
Mary Jane JenningsU.S. Bancorp Investments, Inc. otherFirst Kentucky Securities Corp otherOtherNov 3, 2015Nov 30, 2015
Kevin Patrick OconnorUBS Financial Services Inc. wirehouseFirst Kentucky Securities Corp otherOtherJun 2, 2014Nov 19, 2014 (170 d)
James Steven KiperUBS Financial Services Inc. wirehouseFirst Kentucky Securities Corp otherOtherJun 2, 2014Nov 19, 2014 (170 d)
Ryan Patrick O'ConnorUBS Financial Services Inc. wirehouseFirst Kentucky Securities Corp otherOtherJun 2, 2014Nov 19, 2014 (170 d)
Tyler Darrell CurrentSterne Agee Asset Management, Inc. otherFirst Kentucky Securities Corp independent RIAOtherMar 27, 2012Jan 13, 2021 (3214 d)
Kimberly Lynn JordanPnc Wealth Management otherFirst Kentucky Securities Corp otherOtherFeb 22, 2010Feb 22, 2010
Jeffrey Lee Ed AdkinsUBS Financial Services Inc. wirehouseFirst Kentucky Securities Corp otherOtherJul 2, 2009Jun 15, 2009
John Joseph McglynnUBS Financial Services Inc. wirehouseFirst Kentucky Securities Corp otherOtherMay 13, 2009Jul 13, 2010 (426 d)
Jack Aerod MossMorgan Stanley Dw Inc. unclassifiedFirst Kentucky Securities Corp otherOtherAug 23, 2005Jan 3, 2013 (2690 d)
Sheree Long BollingerWells Fargo Advisors wirehouseFirst Kentucky Securities Corp otherOtherAug 1, 2005Nov 2, 2005 (93 d)
Bruce Edward MccreaWells Fargo Advisors wirehouseFirst Kentucky Securities Corp otherOtherAug 1, 2005Oct 27, 2005 (87 d)
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15 moves match.