DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SOUTHWESTERN MONEY MANAGEMENT LLC independent RIA | $48.3M | +6.5% | 1 | $48.3M | 100% | 100% | 1 | ||
| AMERICAN WEALTH ADMINISTRATION GROUP LLC independent RIA | $48.3M | +3.6% | 3 | $16.1M | 100% | 82% | 56 | 1 | |
| CADOGAN PARK independent RIA | $47.4M | +12% | 1 | $47.4M | 100% | 69% | 75 | 1 | |
| D•••• C•••••• A•••••••• L•• independent RIA | $46.9M | 1 | $46.9M | 96% | 85% | 58 | 1 | ||
| C•••••••• A•••••••• L•• independent RIA | $46.5M | +9.1% | 1 | $46.5M | 87% | 80% | 55 | 1 | |
| B••••• H••• F•••••••• A••••••• L•• independent RIA | $46.4M | +25% | 1 | $46.4M | 100% | 75% | 87 | 1 | |
| S•••••• G••••• A•••••••• L•• asset manager | $46.3M | +11% | 1 | $46.3M | 0.0% | 1 | |||
| I•••••••• L•• independent RIA | $46.2M | 2 | $23.1M | 54% | 34% | 49 | 1 | ||
| H••••••• S•••••••• W•••••• L•• independent RIA | $45.7M | 1 | $45.7M | 99% | 92% | 25 | 2 | ||
| U•••• A•••••••• L•• independent RIA | $45.6M | +28% | 1 | $45.6M | 100% | 0.0% | 20,394 | 1 | |
| C•••••• W••••• M••••••••• independent RIA | $45.1M | +32% | 1 | $45.1M | 100% | 100% | 2 | ||
| L•••••• P••• C•••••• L•• independent RIA | $45.1M | +104% | 1 | $45.1M | 100% | 1 | |||
| J•• W••••• independent RIA | $44.9M | 1 | $44.9M | 100% | 80% | 21 | 1 | ||
| E••• T•••••• S••••••• L•• L•••• C•• independent RIA | $44.7M | 1 | $44.7M | 53% | 91% | 10 | 1 | ||
| F••••• P•••••• P•••••••• L•• independent RIA | $44.5M | +36% | 1 | $44.5M | 100% | 1 | |||
| I••••••••• C••••••• I••• independent RIA | $44.4M | +20% | 1 | $44.4M | 82% | 86% | 30 | 2 | |
| T•• M••• G•••• independent RIA | $44.0M | 2 | $22.0M | 100% | 94% | 41 | 1 | ||
| D• W••••• S••••••• L•• independent RIA | $44.0M | +4.8% | 1 | $44.0M | 100% | 100% | 20 | 1 | |
| T••••••••• W••••• C••••••••• L•• independent RIA | $43.9M | +3.1% | 1 | $43.9M | 100% | 34% | 117 | 1 | |
| D••••••••• A••••••• independent RIA | $43.0M | -60% | 3 | $14.3M | 100% | 60% | 30 | 1 | |
| S••••••••• C•••••• M••••••••• C••••••••• independent RIA | $43.0M | +20% | 1 | $43.0M | 82% | 85% | 36 | 1 | 1 |
| L••• W••••• M••••••••• L•• independent RIA | $42.6M | +20% | 1 | $42.6M | 92% | 76% | 29 | 2 | |
| A•••••• C•••••• M••••••••• L•• independent RIA | $42.4M | 1 | $42.4M | 98% | 92% | 34 | 1 | ||
| G•••• W••••• M••••••••• independent RIA | $42.1M | +31% | 1 | $42.1M | 100% | 84% | 37 | 2 | |
| Q•••••• I•••••• L•• independent RIA | $42.1M | +14% | 1 | $42.1M | 100% | 1 | |||
| F•••• P••••••• G•••• independent RIA | $41.8M | +17% | 1 | $41.8M | 100% | 57% | 82 | 1 | |
| W•• M••••••••• S•••••••• I•• independent RIA | $41.6M | 1 | $41.6M | 98% | 59% | 72 | 1 | ||
| A••••• G•••• W••••• M••••••••• independent RIA | $41.6M | 1 | $41.6M | 100% | 70% | 38 | 2 | ||
| S•••• • S••••• A••••••• L•• independent RIA | $41.3M | +25% | 1 | $41.3M | 100% | 31% | 98 | 1 | |
| T••••••••• A••••••• independent RIA | $41.1M | +30% | 1 | $41.1M | 100% | 100% | 1 | ||
| F•••• C•••••• P••••••• L•• mixed wealth | $40.9M | +7.4% | 1 | $40.9M | 22% | 95% | 17 | 1 | |
| S••••• F•••••••• A•• R••••• A••••• independent RIA | $40.7M | +17% | 2 | $20.4M | 93% | 42 | 1 | ||
| M•••••• C••••••• L•• independent RIA | $40.6M | +11% | 1 | $40.6M | 100% | 100% | 42 | 1 | |
| O•••••• C•••••• M••••••••• I••• independent RIA | $40.6M | +9.2% | 1 | $40.6M | 100% | 69% | 43 | 2 | |
| I• T••••••••• L•• independent RIA | $40.5M | 2 | $20.2M | 71% | 94% | 9 | 1 | ||
| A•••• P••••••• L•• independent RIA | $40.5M | 2 | $20.2M | 100% | 85% | 17 | 1 | ||
| M••••••• F•••••••• S•••••••• L•• independent RIA | $40.4M | +24% | 1 | $40.4M | 96% | 65% | 43 | 1 | |
| D••• G••••• A••••••• asset manager | $40.0M | +4.9% | 1 | $40.0M | 0.0% | 1 | 1 | ||
| B••• L•••• R••••••••• S••••••••• L•• independent RIA | $39.6M | +6.1% | 1 | $39.6M | 100% | 56% | 54 | 1 | |
| I•• W••••• M••••••••• L•• independent RIA | $39.4M | 2 | $19.7M | 100% | 91% | 12 | 1 | ||
| A••••• • P••••••• F••••••••• L•• independent RIA | $39.1M | +6.8% | 1 | $39.1M | 99% | 59% | 139 | 2 | |
| T••••••• F•••••••• L•• independent RIA | $39.0M | 1 | $39.0M | 100% | 48% | 123 | 1 | ||
| P••• W••••• M••••••••• independent RIA | $39.0M | +50% | 1 | $39.0M | 100% | 2 | |||
| S•• G••••• independent RIA | $38.3M | +826% | 1 | $38.3M | 100% | 87 | 1 | ||
| T•• E••••••• A•••• M••••••••• C••••••••• independent RIA | $38.0M | +19% | 1 | $38.0M | 78% | 83% | 61 | 1 | |
| C•••••••• F•••••••• P•••••••• I••• independent RIA | $37.9M | +18% | 1 | $37.9M | 86% | 84% | 15 | 1 | |
| H•••• F•••••• independent RIA | $37.7M | +1477% | 1 | $37.7M | 100% | 1 | |||
| P•••••••• W••••• A••••••• independent RIA | $37.6M | 2 | $18.8M | 90% | 61% | 28 | 1 | ||
| A••••••• C••••••• L•• asset manager | $37.4M | -25% | 1 | $37.4M | 0.0% | 2 | |||
| L•• W••••• M••••••••• L•• independent RIA | $37.3M | 1 | $37.3M | 100% | 48% | 78 | 1 | ||
| M••••••• A•••• M••••••••• I••• independent RIA | $36.9M | +6.0% | 1 | $36.9M | 86% | 96% | 2 | ||
| W•••••• W••••• P•••••••• L•• independent RIA | $36.9M | 1 | $36.9M | 100% | 96% | 21 | 3 | ||
| D••• H•••• W••••• L•• independent RIA | $36.6M | +25% | 1 | $36.6M | 97% | 38% | 94 | 1 | |
| S•••• R•••• A••••••• independent RIA | $36.3M | -0.6% | 1 | $36.3M | 98% | 82% | 25 | 1 | |
| C•••••••• C•••••• A•••••••• L•• asset manager | $36.1M | 1 | $36.1M | 0.0% | 2 | ||||
| G•••••••• I••••••••• L•• asset manager | $35.8M | +0.6% | 1 | $35.8M | 0.0% | 1 | |||
| E••••••••• W••••• independent RIA | $35.8M | +25% | 1 | $35.8M | 100% | 59% | 39 | 1 | |
| R••••••• A•••••••• I••• independent RIA | $35.6M | 2 | $17.8M | 100% | 56% | 41 | 1 | ||
| M••••• C•••••• A•••••••• L•• independent RIA | $35.5M | -22% | 1 | $35.5M | 100% | 86% | 36 | 1 | |
| P••• S•••••• A••••••• L•• independent RIA | $35.5M | +1662% | 1 | $35.5M | 94% | 100% | 20 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.