Advisors to call nowHow this list is builtEvery reason is a filed fact with its date: an office that lost its people, someone who moved firms with this advisor before and has just left, a newly filed adviser they own, an exam just passed. Beside each is how often advisors with the same fact moved within a year, for their own firm where the history is large enough, otherwise their channel.Timing, practice size, team and contact are shown separately and never added up. The order is timing first, then size, then team, then how recent the fact is, then how reachable the advisor is. None of this is a statement that anyone plans to leave.
Anything dated in the last 90 days, measured or not.
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- Teresa Garrett LPL Financial LLC, San Diego, Cabroker-dealer affiliated
- the most senior member of this advisor's prior co-move team left the firm on 2026-08-17. null went to Equitable2026-08-17 (40 days ago). At broker-dealer affiliated firms, 11.0% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Joe Haywood to Equitable
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at lpl.com
Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role; who works with them (team unresolved).
Before a call: practice size.
- Jaye Behrends Robert W. Baird & Co. Incorporated, Quad Cities, Iamixed wealth
- 27% of this office left for other firms in the last six months (latest 2026-08-17)2026-08-17 (40 days ago). Across all advisors, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- provider email, not verified at the firm's domain
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- John Keefe Secure Investment Management, LLC, Tucson, Azindependent RIA
- this office went from 11 to 6 registered advisors over the last year, with 6 leaving for other firms (latest 2026-08-14)2026-08-14 (43 days ago). At independent RIAs, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at securehorizonfinancialplanning.com; firm main line; firm contact form or inbox
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
- C•••• K••••• I••••••••• F•••••••• P•••••••, C••••••••• F•broker-dealer affiliated
- 20% of this office left for other firms in the last six months (latest 2026-08-14)2026-08-14 (43 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- J•••• A••••• I••••••••• F•••••••• P•••••••, C••••••••• F•broker-dealer affiliated
- 20% of this office left for other firms in the last six months (latest 2026-08-14)2026-08-14 (43 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- J•• B••••• S••••• I••••••••• M••••••••• L••, T•••••• A•independent RIA
- this office went from 11 to 6 registered advisors over the last year, with 6 leaving for other firms (latest 2026-08-14)2026-08-14 (43 days ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at securehorizonfinancialplanning.com; firm main line; firm contact form or inbox
Business ties: Broad: 1 operating or professional business, 2 nonprofit or civic board/officer roles on file. A measure of business ties, not of book size or clients.
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
- J••••• R••••••• S••••• I••••••••• M••••••••• L••, T•••••• A•independent RIA
- this office went from 11 to 6 registered advisors over the last year, with 6 leaving for other firms (latest 2026-08-14)2026-08-14 (43 days ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at securehorizonfinancialplanning.com; firm main line; firm contact form or inbox
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size; joined the current firm under a year ago.
- J•••• K•••••• S••••• I••••••••• M••••••••• L••, T•••••• A•independent RIA
- this office went from 11 to 6 registered advisors over the last year, with 6 leaving for other firms (latest 2026-08-14)2026-08-14 (43 days ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at securehorizonfinancialplanning.com; firm main line; firm contact form or inbox
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
- M•••••• W•••••• A••••••• W••••• A•••••••, S••••••••• A•independent RIA
- owns 25% to 50% of a newly filed adviser, first filed 2026-08-13, where they are not yet registered: R•• C•••••• L••2026-08-13 (44 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- A••••• E•••••••• U•• F•••••••• S••••••• I•••, N•• Y•••• N•wirehouse
- the most senior member of this advisor's prior co-move team left the firm on 2026-08-13. null went to S••••• W••••• A•••••••• I•••2026-08-13 (44 days ago). At W••••••••, 10.7% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).J••• P••• S•••• to S••••• W••••• A•••••••• I•••
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at ubs.com
Before a call: practice size.
- N••• G••••• C•••••••• I••••••••• R••••••• A•••••••• I•••, B••••••• M•broker-dealer affiliated
- passed the Series 63 on 2026-08-12 after 11 years in the industry, not as part of a firm licensing class2026-08-12 (45 days ago). At B•••••••••, 12.2% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 2 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- N••••• T••••• A•• F•••••••• A•••••••• L••, R••••••••• F•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-11)2026-08-11 (46 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 4 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
- W••• B••••• A•• F•••••••• A•••••••• L••, R••••••••• F•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-11)2026-08-11 (46 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size.
- W•••• O•••• W•••••• S••••••••• I•••, G••••••• B••••• O•broker-dealer affiliated
- passed the Series 63 on 2026-08-10 after 24 years in the industry, not as part of a firm licensing class2026-08-10 (47 days ago). At B•••••••••, 12.2% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size.
- E•••••• D••••••••• H•••••• I••••••••• I•••, M•••••••• F••••• W•broker-dealer affiliated
- passed the Series 63 on 2026-08-07 after 11 years in the industry, not as part of a firm licensing class2026-08-07 (50 days ago). At B•••••••••, 12.2% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- M•••• V••••••• C•••••• G•••••••• A••••••• L••, M••••• F•other adviser
- 20% of this office left for other firms in the last six months (latest 2026-08-07)2026-08-07 (50 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- J••••• R••••••••• P••• R••••••••• P•••••••• I•••, C•••••••• O•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-07)2026-08-07 (50 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 15 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- D•••••• G••••• P••• R••••••••• P•••••••• I•••, C•••••••• O•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-07)2026-08-07 (50 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 15 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- M•••••• L••• G•••••••• A••••••• L••, M••••• F•other adviser
- 20% of this office left for other firms in the last six months (latest 2026-08-07)2026-08-07 (50 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- F•••• R••••••• C••••••• G•••••••• A••••••• L••, M••••• F•other adviser
- 20% of this office left for other firms in the last six months (latest 2026-08-07)2026-08-07 (50 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- I•••••• S•••••• A••••• G•••••••• A••••••• L••, M••••• F•other adviser
- 20% of this office left for other firms in the last six months (latest 2026-08-07)2026-08-07 (50 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; career context; joined the current firm under a year ago.
- M•••••• N••••• G•••••••• A••••••• L••, M••••• F•other adviser
- 20% of this office left for other firms in the last six months (latest 2026-08-07)2026-08-07 (50 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size.
- A•• L•••• M•••••••• P••• G•••••••• A••••••• L••, M••••• F•other adviser
- 20% of this office left for other firms in the last six months (latest 2026-08-07)2026-08-07 (50 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- J••••• J•••••• A••••• A•• P••••••• S•••••••, D•••••• C•broker-dealer affiliated
- this office went from 31 to 15 registered advisors over the last year, with 17 leaving for other firms (latest 2026-08-06)2026-08-06 (51 days ago). At B•••••••••, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- provider email, not verified at the firm's domain
Before a call: practice size.
- M•••••• C•••••• N•••••, M••••••••• N•mixed wealth
- 50% of this office left for other firms in the last six months (latest 2026-08-05)2026-08-05 (52 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
- E••• M•••• S••, A•• A••••• M•broker-dealer affiliated
- passed the Series 63 on 2026-08-05 after 7 years in the industry, not as part of a firm licensing class2026-08-05 (52 days ago). At B•••••••••, 12.2% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 2 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- M•••••• F•••• N•••••, M••••••••• N•mixed wealth
- 50% of this office left for other firms in the last six months (latest 2026-08-05)2026-08-05 (52 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
- S•••••• P•••••••• M•••••• A•••• P••••••••• L••, P••••••••• P•independent RIA
- passed the Series 63 on 2026-08-04 after 23 years in the industry, not as part of a firm licensing class2026-08-04 (53 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- R••• Z••• M••••••• P••••••• S••••••••• L••, F•••••• C•state-registered adviser
- passed the Series 63 on 2026-08-04 after 14 years in the industry, not as part of a firm licensing class2026-08-04 (53 days ago). At A••, 11.8% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable; portable at most $50M, revenue at most $500K (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 21 related advisors, 13 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
- M•••••••• A••••• E•• F•••••••• A•••••••, R•••••••• V•broker-dealer affiliated
- 20% of this office left for other firms in the last six months (latest 2026-08-03)2026-08-03 (54 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm main line
Business ties: Broad: 2 operating or professional businesses, 2 nonprofit or civic board/officer roles on file. A measure of business ties, not of book size or clients.
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
- N••••• K••••• F•• F•••••••• A•••••••• L••, I••••••••• I•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-03)2026-08-03 (54 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 14 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
- T•••• R•••••••• C•••••• F•• F•••••••• A•••••••• L••, I••••••••• I•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-03)2026-08-03 (54 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at fi3advisors.com; firm contact form or inbox
Who else to call: 10 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
- K••• D••••• E•• F•••••••• A•••••••, R•••••••• V•broker-dealer affiliated
- 20% of this office left for other firms in the last six months (latest 2026-08-03)2026-08-03 (54 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm main line
Business ties: Broad: 2 operating or professional businesses, 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size; joined the current firm under a year ago.
- I••• H•••••• F•• F•••••••• A•••••••• L••, I••••••••• I•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-03)2026-08-03 (54 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
- M•••••• S•••••• F•• F•••••••• A•••••••• L••, I••••••••• I•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-03)2026-08-03 (54 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 12 related advisors (teammates, former teammates, office peers and business partners).
- D••••• B••••• T••••••• I••••••••• M••••••••• I•••, B••••••••• M•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-08-01 after 8 years in the industry, not as part of a same-week firm licensing class2026-08-01 (56 days ago). At T•••••••, 13.0% with this moved within a year against 4.7% without it (2.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at thrivent.com
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- C•••• H••• P•••••••• S••••••••• I•••, D•• M•••••• I•broker-dealer affiliated
- passed the Series 63 on 2026-07-31 after 12 years in the industry, not as part of a firm licensing class2026-07-31 (57 days ago). At B•••••••••, 12.2% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at principal.com; firm contact form or inbox
Before a call: practice size.
- T•••• W••••••• E•••••• A••••••• G••••• L••, G•••••••• V••••••• C•brokerage advisory
- passed the Series 63 on 2026-07-29 after 7 years in the industry, not as part of a firm licensing class2026-07-29 (59 days ago). At B•••••••••, 9.5% with this moved within a year against 4.5% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- provider email, not verified at the firm's domain
Who else to call: 9 related advisors, 9 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- B•••• M••••• J••• M••••• S••••••••• L••, N•• Y•••• N•wirehouse
- the most senior member of this advisor's prior co-move team left the firm on 2026-07-28. null went to O•••• C•••••• M••••••••• L••2026-07-28 (2 months ago). At W••••••••, 10.7% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).T•••••• O••••• to O•••• C•••••• M••••••••• L••
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Before a call: practice size.
- N••••••• S•••••• A••••• I••••••••• C•••••••••, B•••••••• M•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-07-28)2026-07-28 (2 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
The advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.