Advisors to call now

Offices that lost 20% or more of their advisors in 180 days.

Changes on what you follow · Describe your platform to see fit

Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Kevin Heckman Easterly Investment Partners LLC, Beverly, Ma
other adviser
- 20% of this office left for other firms in the last six months (latest 2026-06-09)
  2026-06-09 (4 months ago). Across all advisors, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 9 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
Jose Cervantes Easterly Investment Partners LLC, Beverly, Ma
other adviser
- 20% of this office left for other firms in the last six months (latest 2026-06-09)
  2026-06-09 (4 months ago). Across all advisors, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size; joined the current firm under a year ago.
Paul Citarell Easterly Investment Partners LLC, Beverly, Ma
other adviser
- 20% of this office left for other firms in the last six months (latest 2026-06-09)
  2026-06-09 (4 months ago). Across all advisors, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
B••••• M•••••• T•••• • C•, D•••••• C•
other adviser
- 20% of this office left for other firms in the last six months (latest 2026-06-08)
  2026-06-08 (4 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
G•••••• B••••••••• T•••• • C•, D•••••• C•
other adviser
- 20% of this office left for other firms in the last six months (latest 2026-06-08)
  2026-06-08 (4 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
B•••• M•••• T•••• • C•, D•••••• C•
other adviser
- 20% of this office left for other firms in the last six months (latest 2026-06-08)
  2026-06-08 (4 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
C••••••••• T•••• T•••• • C•, D•••••• C•
other adviser
- 20% of this office left for other firms in the last six months (latest 2026-06-08)
  2026-06-08 (4 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
J••••••• M•••• I••••••• W••••• M••••••••• L••, C•••••••• A•
Call-readyindependent RIA
- this office went from 8 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2026-05-29)
  2026-05-29 (4 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
A•••••••• M•••• I••••••• W••••• M••••••••• L••, C•••••••• A•
Call-readyindependent RIA
- this office went from 8 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2026-05-29)
  2026-05-29 (4 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
R•••••• R••••••• N••••••••• S••••••••• L••, C•••••••• O•
no RAUM reported
- 29% of this office left for other firms in the last six months (latest 2026-05-14)
  2026-05-14 (5 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at nationwide.com, not verified
Business ties: Some: 2 operating or professional businesses on file. A measure of business ties, not of book size or clients.
Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role; who works with them (team unresolved).
Before a call: practice size; joined the current firm under a year ago.
V••••• B•••••• N••••••••• S••••••••• L••, C•••••••• O•
no RAUM reported
- 29% of this office left for other firms in the last six months (latest 2026-05-14)
  2026-05-14 (5 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at nationwide.com, not verified
Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
A•••• P••••• N••••••••• S••••••••• L••, C•••••••• O•
no RAUM reported
- 29% of this office left for other firms in the last six months (latest 2026-05-14)
  2026-05-14 (5 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at nationwide.com, not verified
Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size; joined the current firm under a year ago.
S•••• T•••• U•• F•••••••• S•••••••• I•••, K••••• C•••• M•
bank affiliated
- this office went from 18 to 12 registered advisors over the last year, with 2 leaving for other firms (latest 2026-05-12)
  2026-05-12 (5 months ago). At B•••••••••, 15.9% with this moved within a year against 7.5% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Who else to call: 15 related advisors, 15 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role; who works with them (team unresolved).
Before a call: practice size.
C•••••• K•••• K•• F•••••••• P•••••••• L••, T•••••• O•
Call-readyindependent RIA
- 33% of this office left for other firms in the last six months (latest 2026-05-12)
  2026-05-12 (5 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 8 related advisors, 5 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
B•••••• G•••• K•• F•••••••• P•••••••• L••, T•••••• O•
Call-readyindependent RIA
- 33% of this office left for other firms in the last six months (latest 2026-05-12)
  2026-05-12 (5 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 8 related advisors, 5 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
E••• G•••••• S••••• W••••• L••, B••••••••• M•
independent RIA
- 33% of this office left for other firms in the last six months (latest 2026-05-11)
  2026-05-11 (5 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Professional
L••••••• profile
Who else to call: 7 related advisors, 7 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
D•••• P•••••• S••••• W••••• L••, B••••••••• M•
independent RIA
- 33% of this office left for other firms in the last six months (latest 2026-05-11)
  2026-05-11 (5 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
J•••••• B•••••••• B•••••• I••••••••• A•••••••, S••••••••• A•
FORMER_SEC_ADVISER
- 40% of this office left for other firms in the last six months (latest 2026-05-07)
  2026-05-07 (5 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
N••••• M••••• O•••• W•••••• I•••, E•••• P•
broker-dealer affiliated
- passed the Series 65 on 2026-03-20 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-03-20 (6 months ago). At B•••••••••, 13.6% with this moved within a year against 5.3% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- this office went from 13 to 9 registered advisors over the last year, with 5 leaving for other firms (latest 2026-04-29)
  2026-04-29 (5 months ago). At B•••••••••, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
A••••• S••••• P••••••••• C•••••• A•••••••, R•• B•••• N•
independent RIA
- 29% of this office left for other firms in the last six months (latest 2026-04-23)
  2026-04-23 (5 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
G••• G••••• U•• F•••••••• S••••••• I•••, S•••••••• O•
wirehouse
- this office went from 8 to 3 registered advisors over the last year, with 5 leaving for other firms (latest 2026-04-21)
  2026-04-21 (5 months ago). At U••, 13.4% with this moved within a year against 5.5% without it (2.5x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at ubs.com, not verified
Before a call: practice size.
D•••• C••••••••• N•••••• I•••, M••••••••• M•
independent RIA
- this office went from 15 to 9 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-07)
  2026-04-07 (6 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 14 related advisors, 9 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
M•••••• P•••••• N•••••• I•••, M••••••••• M•
independent RIA
- this office went from 15 to 9 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-07)
  2026-04-07 (6 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
N••••• D•••••• N•••••• I•••, M••••••••• M•
independent RIA
- this office went from 15 to 9 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-07)
  2026-04-07 (6 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 14 related advisors, 9 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
M••• P•••••• N•••••• I•••, M••••••••• M•
independent RIA
- this office went from 15 to 9 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-07)
  2026-04-07 (6 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
D••••• I••••• U•• F•••••••• S••••••• I•••, H•••••• O•
wirehouse
- this office went from 19 to 13 registered advisors over the last year, with 7 leaving for other firms (latest 2026-04-02)
  2026-04-02 (6 months ago). At U••, 13.4% with this moved within a year against 5.5% without it (2.5x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at ubs.com, not verified
Business ties: Some: 1 real-estate entity on file. A measure of business ties, not of book size or clients.
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
S•••••• M••••••••• U•• F•••••••• S••••••• I•••, H•••••• O•
wirehouse
- this office went from 19 to 13 registered advisors over the last year, with 7 leaving for other firms (latest 2026-04-02)
  2026-04-02 (6 months ago). At U••, 13.4% with this moved within a year against 5.5% without it (2.5x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at ubs.com, not verified
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role; who works with them (team unresolved).
Before a call: practice size.
A••••• L••••• U•• F•••••••• S••••••• I•••, H•••••• O•
wirehouse
- this office went from 19 to 13 registered advisors over the last year, with 7 leaving for other firms (latest 2026-04-02)
  2026-04-02 (6 months ago). At U••, 13.4% with this moved within a year against 5.5% without it (2.5x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at ubs.com, not verified
Missing: a usable practice size; a meaningful reason; who works with them (team unresolved).
Before a call: practice size.
C••••• H•••••• U•• F•••••••• S••••••• I•••, H•••••• O•
wirehouse
- this office went from 19 to 13 registered advisors over the last year, with 7 leaving for other firms (latest 2026-04-02)
  2026-04-02 (6 months ago). At U••, 13.4% with this moved within a year against 5.5% without it (2.5x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at ubs.com, not verified
Business ties: No outside business, investment or board involvement on file; 2 community membership(s) without an officer or board role.
Before a call: practice size.
S•••••• C••••• U•• F•••••••• S••••••• I•••, H•••••• O•
wirehouse
- this office went from 19 to 13 registered advisors over the last year, with 7 leaving for other firms (latest 2026-04-02)
  2026-04-02 (6 months ago). At U••, 13.4% with this moved within a year against 5.5% without it (2.5x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at ubs.com, not verified
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; a meaningful reason; who works with them (team unresolved).
Before a call: practice size; joined the current firm under a year ago.
K••••• M••• E•••• I••••• A•••••••• I•••, E••••••• C•••• M•
independent RIA
- this office went from 8 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2025-12-23)
  2025-12-23 (9 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Professional
L••••••• profile
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: joined the current firm under a year ago.
J•••• O•••••• M••••••• C••••• W••••• S•••••••• I•••, W•••••••• W•
independent RIA
- this office went from 11 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2025-11-21)
  2025-11-21 (10 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 7 related advisors, 7 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
N••••• G•••••• M••••••• C••••• W••••• S•••••••• I•••, W•••••••• W•
independent RIA
- this office went from 11 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2025-11-21)
  2025-11-21 (10 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
C•••••• C•••• M••••••• C••••• W••••• S•••••••• I•••, W•••••••• W•
independent RIA
- this office went from 11 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2025-11-21)
  2025-11-21 (10 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Before a call: practice size.
T••••• M••••••• M••••••• C••••• W••••• S•••••••• I•••, W•••••••• W•
independent RIA
- this office went from 11 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2025-11-21)
  2025-11-21 (10 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Before a call: practice size.
D•••• M••••••• M••••••• C••••• W••••• S•••••••• I•••, W•••••••• W•
independent RIA
- this office went from 11 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2025-11-21)
  2025-11-21 (10 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 8 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
S•••••• S•••• M••••••• C••••• W••••• S•••••••• I•••, W•••••••• W•
independent RIA
- this office went from 11 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2025-11-21)
  2025-11-21 (10 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
S••••• S•••••• M••••••• C••••• W••••• S•••••••• I•••, W•••••••• W•
independent RIA
- this office went from 11 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2025-11-21)
  2025-11-21 (10 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 9 related advisors, 5 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
M•••••• G•••••••• C••••••• S••••••••• I•••, B•••••••• N•
bank affiliated
- 33% of this office left for other firms in the last six months (latest 2026-06-25)
  2026-06-25 (3 months ago). At B•••••••••, 14.8% with this moved within a year against 7.4% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- passed an adviser exam (S66) on 2025-12-23 after 5 years in the industry, not as part of a same-week firm licensing class
  2025-12-23 (9 months ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at citizensbank.com, not verified
Before a call: practice size; joined the current firm under a year ago.
S••••• G••••• U••• B•••••• A•••••••• L••, T••••• A•
bank affiliated
- 25% of this office left for other firms in the last six months (latest 2026-06-22)
  2026-06-22 (3 months ago). At B•••••••••, 14.8% with this moved within a year against 7.4% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at usbank.com, not verified
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size; joined the current firm under a year ago.

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