Advisors to call nowHow this list is builtEvery reason is a filed fact with its date: an office that lost its people, someone who moved firms with this advisor before and has just left, a newly filed adviser they own, an exam just passed. Beside each is how often advisors with the same fact moved within a year, for their own firm where the history is large enough, otherwise their channel.Timing, practice size, team and contact are shown separately and never added up. The order is timing first, then size, then team, then how recent the fact is, then how reachable the advisor is. None of this is a statement that anyone plans to leave.
Anything dated in the last 90 days, measured or not.
Changes on what you follow · Describe your platform to see fit
- Crystal Wild Kintra Wealth, LLC, Greenville, Riindependent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-07-07. null went to Aaf Wealth Management, LLC2026-07-07 (3 months ago). At independent RIAs, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Julie Drainville to AAF WEALTH MANAGEMENT, LLC
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- 2 move with them
- Contact
- Professional
- professional profile page
Who else to call: 8 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- Michael Primiani Kintra Wealth, LLC, Greenville, Riindependent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-07-07. null went to Aaf Wealth Management, LLC2026-07-07 (3 months ago). At independent RIAs, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Julie Drainville to AAF WEALTH MANAGEMENT, LLC
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- 2 move with them
- Contact
- Professional
- professional profile page
Who else to call: 8 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- Enrique Vargas Steelpeak Wealth, LLC, Los Angeles, Caindependent RIA
- passed an adviser exam (S65) on 2026-08-17 after 12 years in the industry, not as part of a same-week firm licensing class2026-08-17 (40 days ago). At independent RIAs, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- LinkedIn profile; professional profile page
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- B•••• R•••••••• S•••••••• F•••••••• G••••• L••, G••••••••• T•independent RIA
- passed an adviser exam (S65) on 2026-08-13 after 25 years in the industry, not as part of a same-week firm licensing class2026-08-13 (44 days ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- R••• H••••• A••••• I••••••••• L••, N•• Y•••• N•independent RIA
- passed an adviser exam (S65) on 2026-08-13 after 4 years in the industry, not as part of a same-week firm licensing class2026-08-13 (44 days ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- L••••••• profile
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
- O•••••• S•••••• F•••• M•••••••• C•• L••, N•• Y•••• N•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-08-13 after 25 years in the industry, not as part of a same-week firm licensing class2026-08-13 (44 days ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 16 related advisors, 16 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- B•••••• B•••••••• M•••••• W••••• M••••••••• L•, H••••••• T•independent RIA
- passed an adviser exam (S65) on 2026-08-12 after 2 years in the industry, not as part of a same-week firm licensing class2026-08-12 (45 days ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- L••••••• profile; professional profile page
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- E••• N••••• F••••••••, A•••••• T•independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-08-10. null went to L••••• W••••• M••••••••• L••2026-08-10 (47 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).A•• C••••• to L••••• W••••• M••••••••• L••
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- H••••• C••• A•••• F•••••••• P•••••••• L••, W••••• P•••• F•mixed wealth
- passed the Series 65 on 2026-08-07 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer2026-08-07 (50 days ago). At A••, 9.4% with this moved within a year against 4.9% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 8 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- M••• L•••• 3••••• I••••••••• P••••••• L••, R•••••••• V•independent RIA
- passed the Series 65 on 2026-08-06 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer2026-08-06 (51 days ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
- B••••• U••••• T••••••••• A•••• M••••••••• L•, N•• Y•••• N•independent RIA
- passed an adviser exam (S65) on 2026-08-06 after 26 years in the industry, not as part of a same-week firm licensing class2026-08-06 (51 days ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 32 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- P•••• W••••••• M• H••••••• S••••••••• I•••, O••••••• F•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-08-03 after 46 years in the industry, not as part of a same-week firm licensing class2026-08-03 (54 days ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Before a call: practice size; joined the current firm under a year ago.
- J••••• M••••• R•••••• C•••••• G••••• L••, E• S••••••• C•independent RIA
- passed the Series 65 on 2026-07-27 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer2026-07-27 (2 months ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Before a call: practice size; joined the current firm under a year ago.
- C•••••• D•••••• S••••••• F•••••••• G••••, P••••••• A•independent RIA
- passed an adviser exam (S65) on 2026-07-25 after 7 years in the industry, not as part of a same-week firm licensing class2026-07-25 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 8 related advisors (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
- D••••• C••••• J•• C•••••• M••••••••• L••, C•••• M•••• C•mixed wealth
- passed an adviser exam (S65) on 2026-07-25 after 3 years in the industry, not as part of a same-week firm licensing class2026-07-25 (2 months ago). At A••, 7.8% with this moved within a year against 4.9% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- L••••••• profile; professional profile page
Before a call: practice size; joined the current firm under a year ago.
- J••• D••••••••• C•••••• I••••••••• A•••••••• L••, A••••••• G•independent RIA
- passed an adviser exam (S65) on 2026-07-24 after 10 years in the industry, not as part of a same-week firm licensing class2026-07-24 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 36 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- Y•••••••• X• S•• G••••• L••, K••• O• P••••••• P•Call-readyFORMER_SEC_ADVISER
- passed the Series 65 on 2026-07-24 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer2026-07-24 (2 months ago). At A••, 9.4% with this moved within a year against 4.9% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- L••••••• profile
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
- N••••• N•••• L•••• T•••• W•••••, N•••• L••••• R•••• A•state-registered adviser
- passed an adviser exam (S65) on 2026-07-17 after 9 years in the industry, not as part of a same-week firm licensing class2026-07-17 (2 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
- A••••• S••••• M••••• W••••• A•••••••• L••, V••••••••• W•independent RIA
- passed an adviser exam (S65) on 2026-07-17 after 15 years in the industry, not as part of a same-week firm licensing class2026-07-17 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
- K••••••• C••••• H•••••••• A•••••••• L••, B••••••••• M•broker-dealer affiliated
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-07-14. null went to S•• C•••••• M••••••••• L••2026-07-14 (2 months ago). At B•••••••••, 10.4% with this moved within a year against 5.3% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).K•••••• C•••••• to S•• C•••••• M••••••••• L••
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- L••••••• profile
Who else to call: 53 related advisors, 44 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- L••••• B•••••• C•••••••, T••••• F•institutional manager
- passed the Series 65 on 2026-07-13 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer2026-07-13 (3 months ago). At A••, 9.4% with this moved within a year against 4.9% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 27 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- R••• R•••••• F••••• I•••••••••, P••••• T•independent RIA
- passed an adviser exam (S65) on 2026-07-10 after 5 years in the industry, not as part of a same-week firm licensing class2026-07-10 (3 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- L••••••• profile; provider email at fisherinvestments.com, not verified
Before a call: practice size; joined the current firm under a year ago.
- C••••••••• N••••• S••••• C•••••• P•••••••• L••, I•••••• C•state-registered adviser
- passed an adviser exam (S65) on 2026-07-09 after 18 years in the industry, not as part of a same-week firm licensing class2026-07-09 (3 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Before a call: practice size; joined the current firm under a year ago.
- R•••••• C••••• E••••••• A•••••••, D•••••• O•independent RIA
- passed an adviser exam (S65) on 2026-07-06 after 9 years in the industry, not as part of a same-week firm licensing class2026-07-06 (3 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 23 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- E••• C••••••• A•• C••••••• L••, P•••••••• C•independent RIA
- passed an adviser exam (S65) on 2026-07-02 after 2 years in the industry, not as part of a same-week firm licensing class2026-07-02 (3 months ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Before a call: practice size; joined the current firm under a year ago.
- J•••••• T••••••• N••••••••• A•••• M••••••••• L••, S•••••••• C•independent RIA
- passed an adviser exam (S65) on 2026-06-30 after 3 years in the industry, not as part of a same-week firm licensing class2026-06-30 (3 months ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Before a call: practice size; joined the current firm under a year ago.
- O••• M••••••• C••••, G•••••••• I•independent RIA
- passed an adviser exam (S65) on 2026-06-30 after 4 years in the industry, not as part of a same-week firm licensing class2026-06-30 (3 months ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 8 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- M•••••• G•••••••• C••••••• S••••••••• I•••, B•••••••• N•bank affiliated
- 33% of this office left for other firms in the last six months (latest 2026-06-25)2026-06-25 (3 months ago). At B•••••••••, 14.8% with this moved within a year against 7.4% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- passed an adviser exam (S66) on 2025-12-23 after 5 years in the industry, not as part of a same-week firm licensing class2025-12-23 (9 months ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- L••••••• profile; catch-all email at citizensbank.com, not verified
Before a call: practice size; joined the current firm under a year ago.
- C••••••••• T•••• C•••••• A•••• M••••••••• L••, C••••••• I•independent RIA
- passed an adviser exam (S65) on 2026-06-25 after 12 years in the industry, not as part of a same-week firm licensing class2026-06-25 (3 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- J••••• G•••••• I•••••• A•••••••• L••, M•••••••• I•independent RIA
- passed an adviser exam (S65) on 2026-04-14 after 14 years in the industry, not as part of a same-week firm licensing class2026-04-14 (6 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Before a call: practice size; joined the current firm under a year ago.
- A••••• H•••••••• J•• F••••• O•••••, D•••••• C•independent RIA
- passed an adviser exam (S65) on 2025-12-23 after 5 years in the industry, not as part of a same-week firm licensing class2025-12-23 (9 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 30 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- G•••••• H•••••• J•• F••••• O•••••, D•••••• C•independent RIA
- passed an adviser exam (S65) on 2025-12-04 after 2 years in the industry, not as part of a same-week firm licensing class2025-12-04 (10 months ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 30 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- E••••• L•••••• L••••• W••••• M••••••••• L••, B••••• I•independent RIA
- passed an adviser exam (S65) on 2025-11-21 after 7 years in the industry, not as part of a same-week firm licensing class2025-11-21 (10 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 2 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- M••••• S•••• B••••• T••••, M••••••••• N•bank affiliated
- passed the Series 65 on 2025-10-20 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer2025-10-20 (11 months ago). At A••, 9.4% with this moved within a year against 4.9% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 31 related advisors, 4 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- C••••••••• R•••• T•••••••• W••••• A•••••••, W••••• C••••• C•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: joined the current firm 12 months ago.
- Timing
- Model band only
- Value
- $250M+
- Team book $500M to $1B; portable $299M to $531M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- L••••••• profile; catch-all email at treehousewealth.com, not verified
Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- C••••••••• G••••••••• F••• O••••• A•••••••, S•••• M•••••• C•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: 5 prior firm moves.
- Timing
- Model band only
- Value
- $250M+
- Team book $250M to $500M; portable $388M to $433M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- L••••••• profile; professional profile page
Who else to call: 30 related advisors, 29 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- J••• W••••• P••••••••• W••••• A•••••••, L•••••••• C•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: joined the current firm 2 months ago.
- Timing
- Model band only
- Value
- $100M+
- Team book $100M to $250M; portable $79M to $141M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- L••••••• profile; professional profile page
Who else to call: 13 related advisors, 5 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; joined the current firm under a year ago.
- J•••• R••• A••• P••••••• • W•••••, S••••••••• O•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: 1.1 years at the current firm.
- Timing
- Model band only
- Value
- $100M+
- Team book $100M to $250M; portable $64M to $113M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- L••••••• profile
Who else to call: 2 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now.
- H••••• C••••• S•••• L••••• C•••••• L••, R••••••• N•state-registered adviser
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: joined the current firm 1 month ago.
- Timing
- Model band only
- Value
- Under $25M
- Team book under $25M; portable $6M to $11M, revenue at most $250K (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; joined the current firm under a year ago.
- R••••• C•••• G•• W••••• M•••••••••, F••••• M••••• T•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable
- Team
- 3-person high-confidence team
- Contact
- Professional
- L••••••• profile; professional profile page
Who else to call: 25 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size.
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