Advisors to call nowHow this list is builtEvery reason is a filed fact with its date: an office that lost its people, someone who moved firms with this advisor before and has just left, a newly filed adviser they own, an exam just passed. Beside each is how often advisors with the same fact moved within a year, for their own firm where the history is large enough, otherwise their channel.Timing, practice size, team and contact are shown separately and never added up. The order is timing first, then size, then team, then how recent the fact is, then how reachable the advisor is. None of this is a statement that anyone plans to leave.
Anything dated in the last 90 days, measured or not.
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- Griffin Durand LPL Financial LLC, Fairfield, Njbroker-dealer affiliated
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-09-02. null went to Arca Wealth, LLC2026-09-02 (24 days ago). At LPL, 8.9% with this moved within a year against 4.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Craig Pfau to ARCA WEALTH, LLC
- Timing
- Strong timing
- measured at this firm
- Value
- $250M+
- Book not estimable; portable $240M to $270M
- Team
- 4-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route.
Before a call: a contact route.
- Daniel Greenwood LPL Financial LLC, Fairfield, Njbroker-dealer affiliated
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-09-02. null went to Arca Wealth, LLC2026-09-02 (24 days ago). At LPL, 8.9% with this moved within a year against 4.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Craig Pfau to ARCA WEALTH, LLC
- Timing
- Strong timing
- measured at this firm
- Value
- $250M+
- Book not estimable; portable $240M to $270M
- Team
- 4-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route.
Before a call: a contact route.
- Seamus Nelson LPL Financial LLC, Fairfield, Njbroker-dealer affiliated
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-09-02. null went to Arca Wealth, LLC2026-09-02 (24 days ago). At LPL, 8.9% with this moved within a year against 4.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Craig Pfau to ARCA WEALTH, LLC
- Timing
- Strong timing
- measured at this firm
- Value
- $250M+
- Book not estimable; portable $240M to $270M
- Team
- 4-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route.
Before a call: a contact route.
- R••••• K••••• L•• F•••••••• L••, F••••••••• N•broker-dealer affiliated
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-09-02. null went to A••• W•••••• L••2026-09-02 (24 days ago). At L••, 8.9% with this moved within a year against 4.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).C•••• P••• to A••• W•••••• L••
- Timing
- Strong timing
- measured at this firm
- Value
- $250M+
- Book not estimable; portable $240M to $270M
- Team
- 4-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route.
Before a call: a contact route.
- P•••• D•••••• S•••••• P••••••• I••••••••• A•••••••• L••, N•• Y•••• N•broker-dealer affiliated
- 30% of this office left for other firms in the last six months (latest 2026-07-10)2026-07-10 (3 months ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Book not estimable; portable $1.4B to $2.0B
- Team
- 2 move with them
- Contact
- Firm level
- firm contact form or inbox
Before a call: joined the current firm under a year ago.
- J•••• V•••• L•• F•••••••• L••, S••••••••• N•broker-dealer affiliated
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-09-02. null went to A••• W•••••• L••2026-09-02 (24 days ago). At L••, 8.9% with this moved within a year against 4.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).C•••• P••• to A••• W•••••• L••
- Timing
- Strong timing
- measured at this firm
- Value
- $250M+
- Book not estimable; portable $280M to $315M
- Team
- 2-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route.
Before a call: a contact route.
- E•••• W••• E•••••• A•••••••• L••, B•••••••• W•Call-readyindependent RIA
- 20% of this office left for other firms in the last six months (latest 2026-07-30)2026-07-30 (58 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $471M to $838M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email at emeraldadv.com (hunter); LinkedIn profile
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
- M•••••• S•••• E•••••• A•••••••• L••, B•••••••• W•Call-readyindependent RIA
- 20% of this office left for other firms in the last six months (latest 2026-07-30)2026-07-30 (58 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $800M to $894M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email at emeraldadv.com (hunter); LinkedIn profile
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
- F•••• F••••••• F••••••••• L••, N•• O••••••• L•Call-readyindependent RIA
- 50% of this office left for other firms in the last six months (latest 2026-09-22)2026-09-22 (4 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $711M to $795M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email at freegulliver.com (apollo)
Missing: the full regulatory record; who works with them (team unresolved).
- M•••••• K•••••••• F••••••••• L••, N•• O••••••• L•Call-readyindependent RIA
- 50% of this office left for other firms in the last six months (latest 2026-09-22)2026-09-22 (4 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $711M to $795M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
- R•••••• R••••• F••••••••• L••, N•• O••••••• L•independent RIA
- 50% of this office left for other firms in the last six months (latest 2026-09-22)2026-09-22 (4 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $418M to $745M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
Before a call: joined the current firm under a year ago.
- S••••• L••••• A••••••• W••••• M••••••••• G••••• L••, F••••••••• N•Call-readyindependent RIA
- 20% of this office left for other firms in the last six months (latest 2026-09-02)2026-09-02 (24 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $440M to $492M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email at alliancewmg.com (hunter)
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved).
- T••••• M••••• A••••••• W••••• M••••••••• G••••• L••, F••••••••• N•Call-readyindependent RIA
- 20% of this office left for other firms in the last six months (latest 2026-09-02)2026-09-02 (24 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $259M to $460M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email at alliancewmg.com (hunter); LinkedIn profile
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved).
- J•••••••• R••••• A••••••• W••••• M••••••••• G••••• L••, F••••••••• N•Call-readyindependent RIA
- 20% of this office left for other firms in the last six months (latest 2026-09-02)2026-09-02 (24 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $259M to $460M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm main line; firm contact form or inbox
Who else to call: 4 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved).
- L••• D•••••••• A••••••• W••••• M••••••••• G••••• L••, F••••••••• N•Call-readyindependent RIA
- 20% of this office left for other firms in the last six months (latest 2026-09-02)2026-09-02 (24 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $259M to $460M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm main line; firm contact form or inbox
Who else to call: 8 related advisors, 4 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved).
- S••• W•••• R••••• W• B•••• • C•• I•••••••••, A••••••••• V•Call-readymixed wealth
- passed the Series 63 on 2026-08-14 after 26 years in the industry, not as part of a firm licensing class2026-08-14 (43 days ago). At A••, 11.8% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- $250M+
- Book not estimable; portable $143M to $255M
- Team
- No team seen
- Contact
- Direct
- verified business email at rwbaird.com (hunter)
Who else to call: 9 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
- S•••• L••••••••• W••••••• C••••••, L•• C•••••• N•Call-readyindependent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-03)2026-08-03 (54 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $398M to $708M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 4 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved).
- J•••• T••••• W••••••• C••••••, L•• C•••••• N•Call-readyindependent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-03)2026-08-03 (54 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $398M to $708M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 4 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved).
- P•••••• G••••• W••••••• C••••••, L•• C•••••• N•Call-readyindependent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-03)2026-08-03 (54 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $398M to $708M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved).
- E••• W••••• W••••••• C••••••, L•• C•••••• N•Call-readyindependent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-03)2026-08-03 (54 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $677M to $756M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved).
- A•••••• P•••••• B•••• T••• L••, M••••• F•institutional manager
- 20% of this office left for other firms in the last six months (latest 2026-07-30)2026-07-30 (58 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $173M to $307M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email at blacktoro.us (hunter); LinkedIn profile
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
Before a call: joined the current firm under a year ago.
- M•••••• H••• E•••••• A•••••••• L••, B•••••••• W•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-07-30)2026-07-30 (58 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $471M to $838M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email at emeraldadv.com (hunter)
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
Before a call: joined the current firm under a year ago.
- M•••••• M••••••• E•••••• A•••••••• L••, B•••••••• W•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-07-30)2026-07-30 (58 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $471M to $838M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email at emeraldadv.com (hunter)
Who else to call: 4 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
Before a call: joined the current firm under a year ago.
- M•••••• B••• B•••• T••• L••, M••••• F•institutional manager
- 20% of this office left for other firms in the last six months (latest 2026-07-30)2026-07-30 (58 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $173M to $307M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email at blacktoro.us (hunter); LinkedIn profile
Before a call: joined the current firm under a year ago.
- S••••••• R•••• B•••• T••• L••, M••••• F•institutional manager
- 20% of this office left for other firms in the last six months (latest 2026-07-30)2026-07-30 (58 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $173M to $307M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
- A•••• N••••• B•••• T••• L••, M••••• F•institutional manager
- 20% of this office left for other firms in the last six months (latest 2026-07-30)2026-07-30 (58 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $173M to $307M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
- E••• P•••••• P•••••• W••••• S••••••••• L••, C••••••••• C•Call-readyindependent RIA
- passed the Series 63 on 2026-07-22 after 6 years in the industry, not as part of a firm licensing class2026-07-22 (2 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $250M to $445M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email at privatewealthsolutions.com (hunter)
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
- J••••• B•••••••• C••••• I••••••••• A••••••• L••, G••••• C•••• N•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-18 after 14 years in the industry, not as part of a same-week firm licensing class2026-07-18 (2 months ago). At C•••••, 10.5% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- $250M+
- Book not estimable; portable $304M to $342M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: a contact route; joined the current firm under a year ago.
- P•••• B•••• R••••••••• C•••••• M••••••••• I••, J••••••••• F•Call-readyindependent RIA
- 40% of this office left for other firms in the last six months (latest 2026-07-10)2026-07-10 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $227M to $254M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email at riverplacecapital.com (firm_website)
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: the full regulatory record; who works with them (team unresolved).
- T•••• K•••••• R••••••••• C•••••• M••••••••• I••, J••••••••• F•independent RIA
- 40% of this office left for other firms in the last six months (latest 2026-07-10)2026-07-10 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $134M to $238M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email at riverplacecapital.com (firm_website)
Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
- A•••••• C••••• R••••••••• C•••••• M••••••••• I••, J••••••••• F•Call-readyindependent RIA
- 40% of this office left for other firms in the last six months (latest 2026-07-10)2026-07-10 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $134M to $238M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 8 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
- J••• P••••• C••••• F••••••••• L••, G••• A••••• V•Call-readyindependent RIA
- 60% of this office left for other firms in the last six months (latest 2026-07-07)2026-07-07 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $281M to $314M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email at clarisfinancial.com (firm_website); LinkedIn profile
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
- D•••••• T••••• C••••• F••••••••• L••, G••• A••••• V•Call-readyindependent RIA
- 60% of this office left for other firms in the last six months (latest 2026-07-07)2026-07-07 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $165M to $294M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email at clarisfinancial.com (firm_website)
Who else to call: 4 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
- M•••••• G••••• C••••• W••••• M•••••••••, B•••••• B••••• F•Call-readyindependent RIA
- 50% of this office left for other firms in the last six months (latest 2026-07-06)2026-07-06 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $215M to $383M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email at castlewm.com (firm_website); LinkedIn profile
Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
- S•••• W••••• C••••• W••••• M•••••••••, B•••••• B••••• F•Call-readyindependent RIA
- 50% of this office left for other firms in the last six months (latest 2026-07-06)2026-07-06 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $215M to $383M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email at castlewm.com (firm_website); LinkedIn profile
Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).
Missing: the current role; who works with them (team unresolved).
- M•••••• K••••• C••••• W••••• M•••••••••, B•••••• B••••• F•independent RIA
- 50% of this office left for other firms in the last six months (latest 2026-07-06)2026-07-06 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $215M to $383M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email at castlewm.com (firm_website); LinkedIn profile
Business ties: Some: 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
Before a call: joined the current firm under a year ago.
- M•••• K••••• C••••• W••••• M•••••••••, B•••••• B••••• F•independent RIA
- 50% of this office left for other firms in the last six months (latest 2026-07-06)2026-07-06 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $215M to $383M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email at castlewm.com (firm_website); LinkedIn profile
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: the full regulatory record; the current role; who works with them (team unresolved).
Before a call: joined the current firm under a year ago.
- C•••••••• W••••• C••••• W••••• M•••••••••, B•••••• B••••• F•Call-readyindependent RIA
- 50% of this office left for other firms in the last six months (latest 2026-07-06)2026-07-06 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable $366M to $409M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email at castlewm.com (firm_website); LinkedIn profile
Who else to call: 12 related advisors (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
- G•••••• K••• A•• I••••••••• P•••••••• L••, N•• Y•••• N•Call-readyindependent RIA
- passed the Series 63 on 2026-06-29 after 10 years in the industry, not as part of a firm licensing class2026-06-29 (3 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- $250M+
- Team book $1B+; portable $1.4B to $2.4B (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email at arsinvest.com (firm_website)
Missing: who works with them (team unresolved).
- T•••• G•••••••• G••••• B•••••••• W••••• M••••••••• L••, M••••• F•Call-readymixed wealth
- 20% of this office left for other firms in the last six months (latest 2026-06-29)2026-06-29 (3 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- $250M+
- Team book $500M to $1B; portable $345M to $615M, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: who works with them (team unresolved).
The advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.