Advisors to call now

A dated fact that historically went with moving, on a practice worth the call.

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Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Michael Brun Ameriprise Financial Services, LLC, Clayton, Mo
national broker-dealer RIA
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-05-19)
  2026-05-19 (4 months ago). At Ameriprise, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; the current role; who works with them (team unresolved).
Before a call: a contact route.
Darren Summers Ameriprise Financial Services, LLC, Clayton, Mo
national broker-dealer RIA
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-05-19)
  2026-05-19 (4 months ago). At Ameriprise, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
Ricci Elnicki Ameriprise Financial Services, LLC, Rochester, Ny
national broker-dealer RIA
- this office went from 24 to 18 registered advisors over the last year, with 6 leaving for other firms (latest 2026-05-15)
  2026-05-15 (4 months ago). At Ameriprise, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
D••••• D••••••• A••••••••• F•••••••• S•••••••• L••, R••••••••• N•
national broker-dealer RIA
- this office went from 24 to 18 registered advisors over the last year, with 6 leaving for other firms (latest 2026-05-15)
  2026-05-15 (4 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
N••••••• N•••• A••••••••• F•••••••• S•••••••• L••, R••••••••• N•
national broker-dealer RIA
- this office went from 24 to 18 registered advisors over the last year, with 6 leaving for other firms (latest 2026-05-15)
  2026-05-15 (4 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
J••••••• G•••• A••••••••• F•••••••• S•••••••• L••, R••••••••• N•
national broker-dealer RIA
- this office went from 24 to 18 registered advisors over the last year, with 6 leaving for other firms (latest 2026-05-15)
  2026-05-15 (4 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
M••• P•••••••• A••••••••• F•••••••• S•••••••• L••, R••••••••• N•
national broker-dealer RIA
- this office went from 24 to 18 registered advisors over the last year, with 6 leaving for other firms (latest 2026-05-15)
  2026-05-15 (4 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
G••••••• F•••••••• F•••••••• W••••• M•••••••••, D•••••• F•
state-registered adviser
- a prior co-move teammate left the firm for an independent RIA on 2026-05-05. null went to C• A••••••• S•••••••
  2026-05-05 (5 months ago). At A••, 9.2% with this moved within a year against 4.9% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  J••••• A•••• to C• A••••••• S•••••••
Timing
Timing
Value
$25M+
Personal book $51M; portable $43M to $48M, revenue $100K to $1M (transfer share is a judgment)
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a contact route; who works with them (team unresolved).
Before a call: a contact route.
K•••• K••••• J••• M••••• S••••••••• L••, S••••••••• I•
wirehouse
- this office went from 9 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2026-04-14)
  2026-04-14 (6 months ago). At W••••••••, 9.1% with this moved within a year against 5.1% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
R••• H•••••••• J••• M••••• S••••••••• L••, S••••••••• I•
wirehouse
- this office went from 9 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2026-04-14)
  2026-04-14 (6 months ago). At W••••••••, 9.1% with this moved within a year against 5.1% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role; who works with them (team unresolved).
M•••••• K•••••• W•••• F•••• A•••••••, K••••• C•••• M•
wirehouse
- 43% of this office left for other firms in the last six months (latest 2026-04-08)
  2026-04-08 (6 months ago). At W•••• F••••, 9.8% with this moved within a year against 5.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
E••••• A••••••• J••• M••••• S••••••••• L••, I•••••• T•
wirehouse
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-03-04)
  2026-03-04 (7 months ago). At W••••••••, 9.1% with this moved within a year against 5.1% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
C••••••• C••• J••• M••••• S••••••••• L••, I•••••• T•
wirehouse
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-03-04)
  2026-03-04 (7 months ago). At W••••••••, 9.1% with this moved within a year against 5.1% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
M•••••• L••• J••• M••••• S••••••••• L••, I•••••• T•
wirehouse
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-03-04)
  2026-03-04 (7 months ago). At W••••••••, 9.1% with this moved within a year against 5.1% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
A•••• M••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Direct
verified business email at ampf.com (hunter)
Missing: a usable practice size; who works with them (team unresolved).
R••• M•••••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
M•••••• C••••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; the current role; who works with them (team unresolved).
Before a call: a contact route.
L••• D••••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
S•••• A••••••••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
P•••• S•••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
J••••• S•••••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
C••••••••• N•••••• N•••••• E••••••••• I•••, F••••••• I•
state-registered adviser
- passed an adviser exam (S65) on 2026-01-22 after 29 years in the industry, not as part of a same-week firm licensing class
  2026-01-22 (8 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable $48M to $86M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: the current role; who works with them (team unresolved).
R••• D••••••••• A••••••• N•••••••• A••••••• S••••••• L•••••, F•••••• W••• W•
independent RIA
- passed an adviser exam (S65) on 2026-01-05 after 8 years in the industry, not as part of a same-week firm licensing class
  2026-01-05 (9 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable $21M to $37M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; who works with them (team unresolved).
Before a call: a contact route.
W•••••• D•••• O••••••• • D•••• I•••, W••••••••• N•
state-registered adviser
- passed an adviser exam (S65) on 2025-12-01 after 34 years in the industry, not as part of a same-week firm licensing class
  2025-12-01 (10 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable $39M to $69M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email at obdw.com (firm_website)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: the current role; who works with them (team unresolved).
K•••• V••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, F••••••••• M•
wirehouse
- passed an adviser exam (S65) on 2025-11-13 after 28 years in the industry, not as part of a same-week firm licensing class
  2025-11-13 (11 months ago). At M••••••, 10.9% with this moved within a year against 6.0% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $50M to $500M; portable $50M to $500M, revenue $250K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 34 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
A••• T••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, C••••••• M•
wirehouse
- passed an adviser exam (S65) on 2025-10-07 after 28 years in the industry, not as part of a same-week firm licensing class
  2025-10-07 (12 months ago). At M••••••, 10.9% with this moved within a year against 6.0% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $50M to $500M; portable $50M to $500M, revenue $250K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
D••••• H••••• A••••••••• F•••••••• S•••••••• L••, S••••••••• M•
national broker-dealer RIA
- passed the Series 65 on 2025-09-30 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2025-09-30 (12 months ago). At A••, 9.4% with this moved within a year against 4.9% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Direct
verified business email at ampf.com (hunter)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role; who works with them (team unresolved).
J•••• B•••• B•••• W••••• M•••••••••, D•••••• M•
state-registered adviser
- passed an adviser exam (S65) on 2025-09-26 after 42 years in the industry, not as part of a same-week firm licensing class
  2025-09-26 (12 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable $23M to $42M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Missing: the current role; who works with them (team unresolved).
J•••• H••••••• B• • B• F•••••••• P••••••• C••• I•••, O•••••••• M•
state-registered adviser
- passed an adviser exam (S65) on 2025-09-25 after 31 years in the industry, not as part of a same-week firm licensing class
  2025-09-25 (12 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable $47M to $83M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; who works with them (team unresolved).
Before a call: a contact route.
A••••• B•••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
professional profile page
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
B••••• M•••••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
professional profile page
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
B••••••• J•••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
B••••••• F••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
T•••••• W••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  L•••• W•••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
K••••• H••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  L•••• W•••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
B•••• L••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  L•••• W•••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
professional profile page
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
G••••• R••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
professional profile page
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
C••••••••• K••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
E•••• C••••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
L••••••• profile
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
M••••• Z•••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
independent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
  2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  L•••• W•••• to I••••••••• W••••• C••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.

The advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.