Advisors to call now

A dated fact that historically went with moving, on a practice worth the call.

Changes on what you follow · Describe your platform to see fit

Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Tommy Scroggins Ameriprise Financial Services, LLC, Clayton, Mo
national broker-dealer RIA
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-05-19)
  2026-05-19 (4 months ago). At Ameriprise, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
Michael Brun Ameriprise Financial Services, LLC, Clayton, Mo
national broker-dealer RIA
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-05-19)
  2026-05-19 (4 months ago). At Ameriprise, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
Darren Summers Ameriprise Financial Services, LLC, Clayton, Mo
national broker-dealer RIA
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-05-19)
  2026-05-19 (4 months ago). At Ameriprise, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record; who works with them (team unresolved).
Before a call: a contact route.
R•••• E•••••• A••••••••• F•••••••• S•••••••• L••, R••••••••• N•
national broker-dealer RIA
- this office went from 24 to 18 registered advisors over the last year, with 6 leaving for other firms (latest 2026-05-15)
  2026-05-15 (4 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
D••••• D••••••• A••••••••• F•••••••• S•••••••• L••, R••••••••• N•
national broker-dealer RIA
- this office went from 24 to 18 registered advisors over the last year, with 6 leaving for other firms (latest 2026-05-15)
  2026-05-15 (4 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record; who works with them (team unresolved).
Before a call: a contact route.
N••••••• N•••• A••••••••• F•••••••• S•••••••• L••, R••••••••• N•
national broker-dealer RIA
- this office went from 24 to 18 registered advisors over the last year, with 6 leaving for other firms (latest 2026-05-15)
  2026-05-15 (4 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record; who works with them (team unresolved).
Before a call: a contact route.
J••••••• G•••• A••••••••• F•••••••• S•••••••• L••, R••••••••• N•
national broker-dealer RIA
- this office went from 24 to 18 registered advisors over the last year, with 6 leaving for other firms (latest 2026-05-15)
  2026-05-15 (4 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
M••• P•••••••• A••••••••• F•••••••• S•••••••• L••, R••••••••• N•
national broker-dealer RIA
- this office went from 24 to 18 registered advisors over the last year, with 6 leaving for other firms (latest 2026-05-15)
  2026-05-15 (4 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record; who works with them (team unresolved).
Before a call: a contact route.
G••••••• F•••••••• F•••••••• W••••• M•••••••••, D•••••• F•
state-registered adviser
- a prior co-move teammate left the firm for an independent RIA on 2026-05-05. null went to C• A••••••• S•••••••
  2026-05-05 (5 months ago). At A••, 9.2% with this moved within a year against 4.9% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  J••••• A•••• to C• A••••••• S•••••••
Timing
Timing
Value
$25M+
Book not estimable; portable $43M to $48M, revenue $100K to $1M (transfer share is a judgment)
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a contact route; who works with them (team unresolved).
Before a call: a contact route.
K•••• K••••• J••• M••••• S••••••••• L••, S••••••••• I•
Call-readywirehouse
- this office went from 9 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2026-04-14)
  2026-04-14 (6 months ago). At W••••••••, 9.1% with this moved within a year against 5.1% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; a meaningful reason; who works with them (team unresolved).
R••• H•••••••• J••• M••••• S••••••••• L••, S••••••••• I•
Call-readywirehouse
- this office went from 9 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2026-04-14)
  2026-04-14 (6 months ago). At W••••••••, 9.1% with this moved within a year against 5.1% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
M•••••• K•••••• W•••• F•••• A•••••••, K••••• C•••• M•
wirehouse
- 43% of this office left for other firms in the last six months (latest 2026-04-08)
  2026-04-08 (6 months ago). At W•••• F••••, 9.8% with this moved within a year against 5.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record; who works with them (team unresolved).
Before a call: a contact route.
E••••• A••••••• J••• M••••• S••••••••• L••, I•••••• T•
Call-readywirehouse
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-03-04)
  2026-03-04 (7 months ago). At W••••••••, 9.1% with this moved within a year against 5.1% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; a meaningful reason; who works with them (team unresolved).
C••••••• C••• J••• M••••• S••••••••• L••, I•••••• T•
wirehouse
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-03-04)
  2026-03-04 (7 months ago). At W••••••••, 9.1% with this moved within a year against 5.1% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
M•••••• L••• J••• M••••• S••••••••• L••, I•••••• T•
wirehouse
- this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-03-04)
  2026-03-04 (7 months ago). At W••••••••, 9.1% with this moved within a year against 5.1% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
A•••• M••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
Call-readynational broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Direct
verified business email at ampf.com (hunter)
Missing: a usable practice size; the full regulatory record; who works with them (team unresolved).
R••• M•••••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
M•••••• C••••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
L••• D••••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
S•••• A••••••••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record; who works with them (team unresolved).
Before a call: a contact route.
P•••• S•••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
J••••• S•••••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
national broker-dealer RIA
- this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
  2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).
Before a call: a contact route.
C••••••••• N•••••• N•••••• E••••••••• I•••, F••••••• I•
Call-readystate-registered adviser
- passed an adviser exam (S65) on 2026-01-22 after 29 years in the industry, not as part of a same-week firm licensing class
  2026-01-22 (8 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable $48M to $86M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: the full regulatory record; who works with them (team unresolved).
R••• D••••••••• A••••••• N•••••••• A••••••• S••••••• L•••••, F•••••• W••• W•
independent RIA
- passed an adviser exam (S65) on 2026-01-05 after 8 years in the industry, not as part of a same-week firm licensing class
  2026-01-05 (9 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable $21M to $37M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; who works with them (team unresolved).
Before a call: a contact route.
W•••••• D•••• O••••••• • D•••• I•••, W••••••••• N•
Call-readystate-registered adviser
- passed an adviser exam (S65) on 2025-12-01 after 34 years in the industry, not as part of a same-week firm licensing class
  2025-12-01 (10 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable $39M to $69M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email at obdw.com (firm_website)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: the full regulatory record; who works with them (team unresolved).
K•••• V••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, F••••••••• M•
wirehouse
- passed an adviser exam (S65) on 2025-11-13 after 28 years in the industry, not as part of a same-week firm licensing class
  2025-11-13 (11 months ago). At M••••••, 10.9% with this moved within a year against 6.0% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $50M to $500M; portable $50M to $500M, revenue $250K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 34 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: a contact route.
A••• T••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, C••••••• M•
wirehouse
- passed an adviser exam (S65) on 2025-10-07 after 28 years in the industry, not as part of a same-week firm licensing class
  2025-10-07 (12 months ago). At M••••••, 10.9% with this moved within a year against 6.0% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
measured at this firm
Value
$25M+
Personal book $50M to $500M; portable $50M to $500M, revenue $250K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Missing: a usable practice size; a contact route; the full regulatory record; who works with them (team unresolved).
Before a call: a contact route.
D••••• H••••• A••••••••• F•••••••• S•••••••• L••, S••••••••• M•
Call-readynational broker-dealer RIA
- passed the Series 65 on 2025-09-30 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2025-09-30 (12 months ago). At A••, 9.4% with this moved within a year against 4.9% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Direct
verified business email at ampf.com (hunter)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
J•••• B•••• B•••• W••••• M•••••••••, D•••••• M•
Call-readystate-registered adviser
- passed an adviser exam (S65) on 2025-09-26 after 42 years in the industry, not as part of a same-week firm licensing class
  2025-09-26 (12 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable $23M to $42M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
J•••• H••••••• B• • B• F•••••••• P••••••• C••• I•••, O•••••••• M•
state-registered adviser
- passed an adviser exam (S65) on 2025-09-25 after 31 years in the industry, not as part of a same-week firm licensing class
  2025-09-25 (12 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable $47M to $83M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a contact route.

Previous161 to 190 of 190

The advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.