DFX Intelligence
Signals
Dated events with a sourceHow events are datedEvery event names how it is dated: a filing date, a registration date or a roster snapshot.Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
325,240 events
- Grady James Edwards added a NY registration at Valic Financial Advisors, Inc.
- Maxwell I Goldstein added a TX registration at Ubs Financial Services Inc.
- Logan Robert Freeburg added a TX registration at Thrivent Investment Management Inc.
- Erica Sugimura added a CA registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Thomas Robert Witte added a TX registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Mason Avery added a MD registration at State Farm Investment Management Corp.
- Juan Antonio Gonzalez Moreno added a TX registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Siu Chun Chan left the IAPD roster (last listed at Morgan Stanley on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Gilherme Andre Dos Santos Makhoul added a MD registration at Insigneo Advisory Services, Llc
- Zachary J Soper added a TX registration at Thrivent Investment Management Inc.
- Olimpio Anthony Grieco added a TX registration at Rbc Capital Markets, Llc
- Ivan Dimitry Ellis added a TX registration at Edward Jones
- Jake Thomas Lewis added a FL registration at J.P. Morgan Securities Llc
- Humberto Larios added a CO registration at Centaurus Financial, Inc.
- David E Nobles added a FL registration at Geneos Wealth Management, Inc.
- Dawn Michelle Frost added a TX registration at J.P. Morgan Securities Llc
- Laun Dunn added a TX registration at Thrivent Investment Management Inc.
- Chase Gerard Lagarde added a AR registration at State Farm Investment Management Corp.
- Laun Dunn added a OK registration at Thrivent Investment Management Inc.
- Kyra Hollowell Morris added a SC registration at Apella Wealth
- Kyra Hollowell Morris added a CT registration at Apella Wealth
- Bryan Kyle Burris added a UT registration at Sandlot Private Wealth Llc
- John Hugh Devlin added a NJ registration at Stifel, Nicolaus & Company, Incorporated
- Robert Joseph Cremerius added a TX registration at First Heartland Consultants, Inc.
- Robert Joseph Cremerius added a TN registration at First Heartland Consultants, Inc.
- Robert Joseph Cremerius added a AR registration at First Heartland Consultants, Inc.
- Edgar Ramirez added a NC registration at Prime Quadrant
- Matthew Fielding Marsh added a WA registration at Beacon Pointe Advisors, Llc
- Brian C Kaplan added a TX registration at Raymond James & Associates, Inc.
- Matthew Fielding Marsh added a CO registration at Beacon Pointe Advisors, Llc
- Brian Douglas Schmitt added a VT registration at Valic Financial Advisors, Inc.
- Brian Layne Filinger added a CO registration at Fbl Wealth Management, Llc
- Matthew Duane Allgood added a TN registration at Lpl Financial Llc
- Sean Paul Geiger added a MD registration at Geiger Group Wealth Management
- Michael Troy Strothers added a WV registration at Park Avenue Securities Llc
- Christopher Scott Jones added a KS registration at Umb Private Wealth Management, Llc
- Karl Herman Ruppert added a NC registration at Wells Fargo Advisors
- Michelle Lewis added a MD registration at T. Rowe Price Associates, Inc.
- Kim J. Stevenson added a FL registration at Edward Jones
- Kevin Patrick Nix added a IL registration at Stratos Wealth Advisors Llc
- Faraz Sattar added a CA registration at Accretive Wealth Management, Llc
- Todd Moore Phelan added a GA registration at Janney Montgomery Scott Llc
- Gregg K Helman added a WV registration at Park Avenue Securities Llc
- Ryan Hans Beck added a PA registration at Park Avenue Securities Llc
- Christina Proscia added a VT registration at Valic Financial Advisors, Inc.
- John Mathew Prosperi added a DC registration at Morgan Stanley
- Christiana Marie Dirks added a FL registration at Provise Management Group, Llc
- Sarah Rose Szczublewski added a CO registration at Umb Private Wealth Management, Llc
- Christopher Charles Freeman added a TX registration at Raymond James Financial Services Advisors, Inc
- David Brian Gross added a VA registration at Jefferies Investment Advisers Llc
- David Brian Gross added a OH registration at Jefferies Investment Advisers Llc
- David Brian Gross added a MN registration at Jefferies Investment Advisers Llc
- Steven Francis Kittay added a IA registration at The Oak Ridge Financial Services Group, Inc
- Jefry Enrique Sulbaran added a FL registration at J.P. Morgan Securities Llc
- Jack Wellen added a TX registration at Rbc Capital Markets, Llc
- Adam James Sawkins registered again as an investment adviser representative at Morgan Stanley after a 9-day gap (last registration ended 2026-09-12)
- Brayden Perkins registered again as an investment adviser representative at Arkadios Wealth Advisors after a 70-day gap (last registration ended 2026-07-13)
- Henna Nazari registered again as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated after a 123-day gap (last registration ended 2026-05-21)
- Iuveni Alejandro Sebastian Gutierrez registered as an investment adviser representative at Thrivent Investment Management Inc.
- James Dietter registered again as an investment adviser representative at MML Investors Services, LLC after a 4-day gap (last registration ended 2026-09-17)