DFX Intelligence
Signals
Dated events with a sourceHow events are datedEvery event names how it is dated: a filing date, a registration date or a roster snapshot.Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
325,240 events
- Justin Johnson registered as an investment adviser representative at Foundations Investment Advisors LLC
- Christy L Davis registered again as an investment adviser representative at Cetera Investment Advisers LLC after a 13-day gap (last registration ended 2026-09-08)
- Carolyn Barnette registered again as an investment adviser representative at Freestone Capital Management, LLC after a 243-day gap (last registration ended 2026-01-21)
- Heather May registered again as an investment adviser representative at UBS Financial Services Inc. after a 13-day gap (last registration ended 2026-09-08)
- Timothy Kuznetsov registered again as an investment adviser representative at Libris Capital Management LLC after a 1699-day gap (last registration ended 2022-01-26)
- Thomas Vincent Scotto registered again as an investment adviser representative at MML Investors Services, LLC after a 696-day gap (last registration ended 2024-10-25)
- Danielle N Browne registered again as an investment adviser representative at Wealthspire Advisors after a 42-day gap (last registration ended 2026-08-10)
- Nathalie Fernandez registered again as an investment adviser representative at Arete Wealth Advisors, LLC after a 362-day gap (last registration ended 2025-09-24)
- Andrea Michelle Vlad registered again as an investment adviser representative at Wells Fargo Advisors after a 19-day gap (last registration ended 2026-09-02)
- Jesse Corriea registered as an investment adviser representative at Park Avenue Securities LLC
- Scott Wesley Anders registered as an investment adviser representative at Archer Investment Corporation
- Forrest Fox Field registered again as an investment adviser representative at Fisher Investments after a 228-day gap (last registration ended 2026-02-05)
- Shu-Hsin Suzanne Hsieh registered again as an investment adviser representative at Independence Capital CO., Inc. after a 306-day gap (last registration ended 2025-11-19)
- Ian Inglund Fife Barry registered again as an investment adviser representative at Creative Planning after a 714-day gap (last registration ended 2024-10-07)
- Vanessa Ann Ray registered again as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated after a 21-day gap (last registration ended 2026-08-31)
- Joyce Walker registered again as an investment adviser representative at Gryphon Wealth after a 145-day gap (last registration ended 2026-04-29)
- Ryan Barry Greenwood registered again as an investment adviser representative at U.S. Bancorp Advisors, LLC after a 53-day gap (last registration ended 2026-07-30)
- Lori Ann Tamayo registered again as an investment adviser representative at Gratus Wealth Advisors LLC after a 12-day gap (last registration ended 2026-09-09)
- Christopher F Carr registered again as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated after a 1837-day gap (last registration ended 2021-09-10)
- Grant Michael Zimmerman registered again as an investment adviser representative at Hartford Funds after a 12-day gap (last registration ended 2026-09-09)
- Sean O'Riley registered as an investment adviser representative at Strategic Advisers LLC
- Jonathan Israel Green registered again as an investment adviser representative at Entrepreneur Wealth after a 2632-day gap (last registration ended 2019-07-08)
- Courtney Neben Davis registered again as an investment adviser representative at Edelman Financial Engines after a 2-day gap (last registration ended 2026-09-19)
- Brian Gray Stein registered again as an investment adviser representative at Concurrent Investment Advisors, LLC after a 3-day gap (last registration ended 2026-09-18)
- Meco Bobby Womack registered again as an investment adviser representative at TD Private Client Wealth LLC after a 2586-day gap (last registration ended 2019-08-23)
- Nicholas Owen Detmer registered as an investment adviser representative at Oxford Financial Group, LTD
- Jessica L Delareza registered again as an investment adviser representative at Global Wealth Management Investment Advisory, Inc. after a 31-day gap (last registration ended 2026-08-21)
- Brian William Ruttenbur registered as an investment adviser representative at Sageguard Financial Group, LLC
- Mitchell Ryan Kaup registered as an investment adviser representative at Hornor, Townsend & Kent, LLC
- Elliott Helm registered as an investment adviser representative at Empower Advisory Group, LLC
- Andrew John Cratty registered again as an investment adviser representative at Ameriprise Financial Services, LLC after a 26-day gap (last registration ended 2026-08-26)
- Hana Lee registered again as an investment adviser representative at PNC Wealth Management after a 11-day gap (last registration ended 2026-09-10)
- John Carrick registered as an investment adviser representative at Captrust
- Evan Tau registered as an investment adviser representative at T. Rowe Price Advisory Services, Inc.
- Jarrett Holley registered as an investment adviser representative at Thrivent Investment Management Inc.
- Joseph Andres Weibel registered as an investment adviser representative at Florida Financial Advisors, LLC
- Emaad M Tareen registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Dylan Sheehan registered as an investment adviser representative at TD Private Client Wealth LLC
- Steven Navel registered as an investment adviser representative at Bankers Life Advisory Services, Inc.
- Jerome Vernon Lee registered as an investment adviser representative at Evermay Wealth Management, LLC
- Colin A Nasser registered as an investment adviser representative at Morgan Stanley
- Christin R Stevens registered as an investment adviser representative at Edward Jones
- Sara Kearns Carlson registered again as an investment adviser representative at Vanguard Advisers, Inc. after a 6-day gap (last registration ended 2026-09-15)
- Christine Amber Morin registered as an investment adviser representative at Osaic Wealth, Inc.
- Riley Derosier registered as an investment adviser representative at Private Advisor Group, LLC
- Anthony V Bross registered as an investment adviser representative at Morgan Stanley
- Julianna Lynn Brocks registered as an investment adviser representative at UBS Financial Services Inc.
- Dean Hudson Goldstein registered as an investment adviser representative at UBS Financial Services Inc.
- Isabella M Lindia registered as an investment adviser representative at Morgan Stanley
- Gavin Speck registered as an investment adviser representative at Seia
- Andrew Frederick Porter registered as an investment adviser representative at LPL Financial LLC
- Henry Norman Harris registered as an investment adviser representative at J. W. Cole Advisors, Inc.
- Brian Nelson registered again as an investment adviser representative at Osaic Advisory Services, LLC after a 251-day gap (last registration ended 2026-01-13)
- Caleb W Hesseltine registered again as an investment adviser representative at Strategic Wealth Investment Group, LLC after a 4-day gap (last registration ended 2026-09-17)
- Douglas John Shermulis registered again as an investment adviser representative at Robinhood Asset Management after a 634-day gap (last registration ended 2024-12-26)
- Jason Richards registered as an investment adviser representative at LPL Financial LLC
- Garrett Webb Smeraldi registered as an investment adviser representative at Charles Schwab & CO., Inc.
- Victoria Ann Cicchino registered as an investment adviser representative at UBS Financial Services Inc.
- Abby Becker registered as an investment adviser representative at Charles Schwab & CO., Inc.
- Aino Dalencour registered as an investment adviser representative at Morgan Stanley