DFX Intelligence
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Registered advisor
L••• A•• T•••••
Certified Financial Planner
Feed of 09/22/2026
Also filed as L••• A•• C••••••••• A•• P•••••
At current firm
0 y
since Sep 21, 2026
In the industry
20 y
since Jul 21, 2006 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• W••••• A••••••• L•• independent RIA currentsince Sep 21, 2026 · Virginia Beach, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Sep 9, 2026 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerJan 13, 2017 to Jan 2, 2018 · Charlotte, Nc
- C•••••• W••••• A••••••• G••••• L•• independent RIAApr 29, 2016 to Sep 19, 2016 · Norfolk, Va
- L•• F•••••••• L•• BD affiliatedAug 8, 2014 to May 27, 2016 · Franklin, Va
- W•••• F•••• A••••••• wirehouseFeb 26, 2009 to Aug 11, 2014 · Virginia Beach, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 24, 2006 to Dec 22, 2008 · Norfolk, Va
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to G••••• W••••• A••••••• L••left Sep 9, 2026, registered Sep 21, 2026 (12 days) · Affiliated broker-dealer or bank to independent RIA
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- C•••••• W••••• A••••••• G••••• L•• to B••• I••••••••• S•••••••• I•••left Sep 19, 2016, registered Jan 13, 2017 (116 days) · Other
- L•• F•••••••• L•• to C•••••• W••••• A••••••• G••••• L••left May 27, 2016, registered Apr 29, 2016 (-28 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Aug 11, 2014, registered Aug 8, 2014 (-3 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 22, 2008, registered Feb 26, 2009 (66 days) · Wirehouse to wirehouse
Signals
- ••• LockedSep 21, 2026 · Advisor registered · fact
- ••• LockedSep 9, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address