DFX Intelligence
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Team lift-out
5 advisors left C••••• A••••••• L•• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alex Michael Robinson | Richmond, Va | Aug 15, 2018 | Jul 31, 2018 |
| Dustin Charles Newton | Richmond, Va | Aug 15, 2018 | Jul 31, 2018 |
| Robert Mark Wheatley | Richmond, Va | Aug 15, 2018 | Jul 31, 2018 |
| Ronald Lewis Poindexter | Richmond, Va | Aug 15, 2018 | Jul 31, 2018 |
| Tyler Caldwell Dove | Richmond, Va | Aug 15, 2018 | Jul 31, 2018 |
The rule
- Registrations ended
- Aug 15, 2018
- Registered next
- Jul 31, 2018
- Branch state
- VA
- Cities
- 1, most in Richmond, Va
- Registered there that day
- 307 (people still on IAPD; an estimate)
- Share of that headcount
- 1.6%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.