R••••• M••• W•••••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 31, 2018 · Richmond, Va
• C••••• A••••••• L•• former
  Jan 3, 2011 to Aug 15, 2018 · Richmond, Va
• M•• I•••••••• S•••••••• L•• BD affiliated
  May 8, 2009 to Jan 11, 2011 · Glen Allen, Va
• H•••••• T••••••• • K•••• L•• independent RIA
  Feb 17, 2009 to Apr 17, 2009 · Richmond, Va
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 27, 2008 to Jan 8, 2009 · Richmond, Va

• C••••• A••••••• L•• to L•• F•••••••• L••
  left Aug 15, 2018, registered Jul 31, 2018 (-15 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• M•• I•••••••• S•••••••• L•• to C••••• A••••••• L••
  left Jan 11, 2011, registered Jan 3, 2011 (-8 days) · Other
• H•••••• T••••••• • K•••• L•• to M•• I•••••••• S•••••••• L••
  left Apr 17, 2009, registered May 8, 2009 (21 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to H•••••• T••••••• • K•••• L••
  left Jan 8, 2009, registered Feb 17, 2009 (40 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address