DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
3 advisors left E•••••• F•••••••• E•••••• for C•••••• S••••• • C••• I•••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Westerhoff | Phoenix, Az | May 10, 2018 | Feb 21, 2019 |
| David Eric Thompson | Phoenix, Az | May 24, 2018 | May 25, 2023 |
| Christopher Ratka | Phoenix, Az | Jun 1, 2018 | Jun 18, 2018 |
The rule
- Registrations ended
- May 10, 2018 to Jun 1, 2018
- Registered next
- Jun 18, 2018 to May 25, 2023
- Branch state
- AZ
- Cities
- 1, most in Phoenix, Az
- Registered there that day
- 228 (people still on IAPD; an estimate)
- Share of that headcount
- 1.3%
- Succession by the destination
- none on the tape