DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Edelman Financial Engines

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

AdvisorsFromToBranchTypeLeft
2Edelman Financial Engines independent RIAPrime Capital Financial mixed wealthWest Conshohocken, PaRIA to RIAMar 6, 2026
2Edelman Financial Engines independent RIAPrivate Advisory independent RIASalt Lake City, UtRIA to RIAFeb 20, 2026
over 14 d
2Edelman Financial Engines independent RIARobert W. Baird & Co. Incorporated mixed wealthChandler, AzRIA to RIAFeb 20, 2026
2Edelman Financial Engines independent RIARobert W. Baird & Co. Incorporated mixed wealthAshburn, VaRIA to RIAJan 27, 2026
over 10 d
3Edelman Financial Engines independent RIAPrime Capital Financial mixed wealthFresno, CaRIA to RIADec 23, 2025
2Edelman Financial Engines independent RIAFarther independent RIAAustin, TxRIA to RIAFeb 14, 2025
5Edelman Financial Engines independent RIARobert W. Baird & Co. Incorporated mixed wealthHenrico, Va +2RIA to RIANov 1, 2024
over 7 d
2Edelman Financial Engines mixed wealthAlight Financial Advisors, LLC independent RIAPheonix, Az +1RIA to RIAFeb 24, 2023
2Edelman Financial Engines mixed wealthMariner BD affiliatedTorrance, CaRIA to affiliated broker-dealer or bankMar 3, 2022
over 11 d
2Edelman Financial Engines mixed wealthInspire Advisors, LLC independent RIAColumbus, Oh +1RIA to RIANov 23, 2021
2Edelman Financial Engines mixed wealthStratos Wealth Advisors LLC independent RIAFairfax, VaRIA to RIAAug 27, 2021
4Edelman Financial Engines mixed wealthVisionary Wealth Advisors, LLC independent RIAOverland Park, KsRIA to RIAApr 6, 2020
over 8 d
2Edelman Financial Engines independent RIAPrime Capital Financial otherSpringfield, MoOtherJun 20, 2019
over 11 d
2Edelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIABrentwood, TnRIA to RIAApr 29, 2019
2Edelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIAAvon, OhRIA to RIAFeb 12, 2019
2Edelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIADublin, OhRIA to RIADec 13, 2018
3Edelman Financial Engines independent RIACharles Schwab & Co., Inc. national BDPhoenix, AzRIA to affiliated broker-dealer or bankMay 10, 2018
over 22 d
2Edelman Financial Engines otherOpen Source Investments, LLC independent RIASunnyvale, CaOtherMar 13, 2017
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18 teams match.derived from registration dates