DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from F•••••••• I••••••••• C••••••••• to F•••••••• S••••••••• C••••
Not a lift-out: both firms report Fii Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Patrick James Clark | Pittsburgh, Pa | Apr 13, 2017 | Nov 11, 2009 |
| Shannon Elizabeth Mccarey | Pittsburgh, Pa | Apr 18, 2017 | Nov 11, 2009 |
| Stephen Paul Pedicini | Pittsburgh, Pa | Apr 20, 2017 | Sep 17, 2010 |
The rule
- Registrations ended
- Apr 13, 2017 to Apr 18, 2017
- Registered next
- Nov 11, 2009 to Sep 20, 2010
- Branch state
- PA
- Cities
- 1, most in Pittsburgh, Pa
- Registered there that day
- 190 (people still on IAPD; an estimate)
- Share of that headcount
- 1.6%
- One enterprise because
- both firms report Fii Holdings, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape