DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stephen Paul Pedicini

Alphacore Capital LLCindependent RIAPort Washington, Ny IA-onlyIAPD 4791062

Certified Financial Planner

Feed of 09/14/2026

Also filed as Stephen Paul Pedicini

At current firm

2 y

since Apr 15, 2024

In the industry

22 y

since Jul 8, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Alphacore Capital LLC independent RIA current
since Apr 15, 2024 · La Jolla, Ca
Valley Wealth Managers, Inc. independent RIA
Nov 16, 2018 to Apr 12, 2024 · Jericho, Ny
Td Ameritrade, Inc. former
May 1, 2017 to Nov 6, 2018 · Garden City, Ny
Td Ameritrade Investment Management, LLC former
May 1, 2017 to Nov 6, 2018 · Garden City,, Ny
Federated Investment Counseling institutional
Sep 17, 2010 to Apr 20, 2017 · Pittsburgh, Pa
Federated Securities Corp. no RAUM
Sep 17, 2010 to Apr 20, 2017 · Pittsburgh, Pa
Mdt Advisers, A Division Of Federated Mdta LLC asset manager
Sep 16, 2010 to Apr 20, 2017 · Boston, Ma
Alliancebernstein L.P. other
May 4, 2007 to Sep 16, 2010 · Secaucus, Nj
Bny Mellon Securities Corporation other
Mar 11, 2005 to Apr 19, 2007 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Valley Wealth Managers, Inc. to Alphacore Capital LLC
left Apr 12, 2024, registered Apr 15, 2024 (3 days) · RIA to RIA
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Nov 6, 2018, registered May 1, 2017 (-554 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Valley Wealth Managers, Inc.
left Nov 6, 2018, registered Nov 16, 2018 (10 days) · RIA to RIA
Federated Securities Corp. to Federated Investment Counseling
left Apr 20, 2017, registered Sep 17, 2010 (-2407 days) · channel change inside one enterprise, not a move
Mdt Advisers, A Division Of Federated Mdta LLC to Federated Securities Corp.
left Apr 20, 2017, registered Sep 17, 2010 (-2407 days) · channel change inside one enterprise, not a move
Federated Investment Counseling to Federated Securities Corp.
left Apr 20, 2017, registered Sep 17, 2010 (-2407 days) · Other · moved with a team
Alliancebernstein L.P. to Mdt Advisers, A Division Of Federated Mdta LLC
left Sep 16, 2010, registered Sep 16, 2010 (0 days) · Other
Bny Mellon Securities Corporation to Alliancebernstein L.P.
left Apr 19, 2007, registered May 4, 2007 (15 days) · Other

Signals

Stephen Paul Pedicini left Valley Wealth Managers, Inc. for Alphacore Capital Llc (registered 2024-04-15)
Apr 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address