RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• J•••• C••••
- H••••• A••••••••• L•• independent RIA currentsince Jan 5, 2022 · Pittsburgh, Pa
- P•• C•••••• A••••••• L•• otherJun 4, 2020 to Dec 22, 2021 · Pittsburgh, Pa
- M•• A••••••• F•••••••• M••••••••• I••• formerApr 10, 2017 to Sep 6, 2019 · Pittsburgh, Pa
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerJan 6, 2011 to Dec 31, 2011 · Boston, Ma
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerJan 6, 2011 to Dec 31, 2011 · New York, Ny
- F•••••••• S••••••••• C•••• no RAUMNov 11, 2009 to Dec 31, 2011 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutionalJun 13, 2007 to Apr 13, 2017 · Pittsburgh, Pa
- P•• C•••••• A••••••• L•• to H••••• A••••••••• L••left Dec 22, 2021, registered Jan 5, 2022 (14 days) · Other
- M•• A••••••• F•••••••• M••••••••• I••• to P•• C•••••• A••••••• L••left Sep 6, 2019, registered Jun 4, 2020 (272 days) · Other
- F•••••••• I••••••••• C••••••••• to F•••••••• S••••••••• C••••left Apr 13, 2017, registered Nov 11, 2009 (-2710 days) · channel change inside one enterprise, not a move · moved with a team
- F•••••••• G••••• I••••••••• M••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Dec 31, 2011, registered Jan 6, 2011 (-359 days) · Other
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left Dec 31, 2011, registered Jan 6, 2011 (-359 days) · channel change inside one enterprise, not a move
- F•••••••• S••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Dec 31, 2011, registered Jan 6, 2011 (-359 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address