DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
Not a lift-out: both firms report United Services Automobile Association as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Chad Richard Guerrero | San Antonio, Tx | Sep 14, 2015 | Sep 8, 2017 |
| Garrick G Ruiz | San Antonio, Tx | Sep 24, 2015 | Sep 17, 2015 |
The rule
- Registrations ended
- Sep 14, 2015 to Sep 24, 2015
- Registered next
- Sep 17, 2015 to Sep 8, 2017
- Branch state
- TX
- Cities
- 1, most in San Antonio, Tx
- Registered there that day
- 651 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- both firms report United Services Automobile Association as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape