DFX Intelligence
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Team lift-out
2 advisors left N•••••• A•••••••• L•• for E••••• J••••
othertonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ian Stephens | Boston, Ma | Jul 17, 2017 | Aug 22, 2017 |
| Daniel Rosales | Boston, Ma | Jul 24, 2017 | Dec 12, 2017 |
The rule
- Registrations ended
- Jul 17, 2017 to Jul 24, 2017
- Registered next
- Aug 22, 2017 to Dec 12, 2017
- Branch state
- MA
- Cities
- 1, most in Boston, Ma
- Registered there that day
- 33 (people still on IAPD; an estimate)
- Share of that headcount
- 6.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.