DFX Intelligence
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Firm absorbed
9 advisors left C••••••••• C•••••• A••••••• for C•••••••
independent RIAtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amanda Kaye Lyons | Uniontown, Oh | Jul 31, 2019 | May 17, 2019 |
| Daniel Ray Harsh | Uniontown, Oh | Jul 31, 2019 | May 22, 2019 |
| Glen Hahlen | Uniontown, Oh | Jul 31, 2019 | May 22, 2019 |
| Kevin Michael Spray | Uniontown, Oh | Jul 31, 2019 | May 31, 2019 |
| Mario C Giganti | Uniontown, Oh | Jul 31, 2019 | May 22, 2019 |
| Mark A Muntean | Uniontown, Oh | Jul 31, 2019 | May 22, 2019 |
| Mark William Fearigo | Uniontown, Oh | Jul 31, 2019 | May 31, 2019 |
| Nathan J Bopp | Uniontown, Oh | Jul 31, 2019 | May 22, 2019 |
| Thomas G Kennedy | Uniontown, Oh | Jul 31, 2019 | May 31, 2019 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jul 31, 2019
- Registered next
- May 17, 2019 to May 31, 2019
- Branch state
- OH
- Cities
- 1, most in Uniontown, Oh
- Registered there that day
- 9 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape