RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• K••• L••••
- C••••••• institutional currentsince May 17, 2019 · Uniontown, Oh
- C••••••••• C•••••• A••••••• formerAug 5, 2015 to Jul 31, 2019 · Uniontown, Oh
- P•••••••• S••••••••• I••• BD affiliatedFeb 23, 2015 to Aug 10, 2015 · Fairlawn, Oh
- E•••••••• A•••••••• L•• national BDSep 28, 2012 to Feb 11, 2015 · Akron, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedJun 21, 2011 to Sep 25, 2012 · Canal Fulton, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJun 16, 2008 to Apr 7, 2009 · Akron, Oh
- C••••••••• C•••••• A••••••• to C•••••••left Jul 31, 2019, registered May 17, 2019 (-75 days) · Other · moved with a team
- P•••••••• S••••••••• I••• to C••••••••• C•••••• A•••••••left Aug 10, 2015, registered Aug 5, 2015 (-5 days) · Other
- E•••••••• A•••••••• L•• to P•••••••• S••••••••• I•••left Feb 11, 2015, registered Feb 23, 2015 (12 days) · Other
- H••••••••• F•••••••• A••••••• to E•••••••• A•••••••• L••left Sep 25, 2012, registered Sep 28, 2012 (3 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to H••••••••• F•••••••• A•••••••left Apr 7, 2009, registered Jun 21, 2011 (805 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address