DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Grey Thomas Kennedy
At current firm
7 y
since May 31, 2019
In the industry
30 y
since Oct 30, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince May 31, 2019 · Uniontown, Oh
- Cornerstone Capital Advisors formerApr 10, 2018 to Jul 31, 2019 · Uniontown, Oh
- Global Retirement Partners LLC institutionalJul 10, 2015 to May 18, 2017 · Cleveland, Oh
- Rehmann Wealth independent RIADec 7, 2010 to Jun 18, 2015 · Cleveland, Oh
- Nrp Advisors, Inc. unclassifiedMar 6, 2008 to Nov 2, 2010 · Cleveland, Oh
- Nrp Financial, Inc. unclassifiedAug 4, 2003 to Oct 20, 2008 · Independence, Oh
Moves
a registration end followed by a registration begin elsewhere
- Cornerstone Capital Advisors to Captrustleft Jul 31, 2019, registered May 31, 2019 (-61 days) · Other · moved with a team
- Global Retirement Partners LLC to Cornerstone Capital Advisorsleft May 18, 2017, registered Apr 10, 2018 (327 days) · Other
- Rehmann Wealth to Global Retirement Partners LLCleft Jun 18, 2015, registered Jul 10, 2015 (22 days) · Other
- Nrp Advisors, Inc. to Rehmann Wealthleft Nov 2, 2010, registered Dec 7, 2010 (35 days) · Other
- Nrp Financial, Inc. to Nrp Advisors, Inc.left Oct 20, 2008, registered Mar 6, 2008 (-228 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address