DFX Intelligence
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Channel change (one enterprise)
5 advisors moved from J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
Not a lift-out: both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amy Carrillo | San Francisco, Ca | Oct 7, 2024 | Jun 3, 2024 |
| Brendan Michael Supple | San Francisco, Ca | Oct 7, 2024 | May 28, 2024 |
| Reina Alvarez | Newport Beach, Ca | Oct 7, 2024 | May 30, 2024 |
| Jenna Steinhauer | Los Angeles, Ca | Oct 21, 2024 | Mar 8, 2024 |
| Linda Meejung Yang | San Francisco, Ca | Oct 21, 2024 | Sep 6, 2023 |
The rule
- Registrations ended
- Oct 7, 2024 to Oct 21, 2024
- Registered next
- Sep 6, 2023 to Jun 3, 2024
- Branch state
- CA
- Cities
- 3, most in San Francisco, Ca
- Registered there that day
- 369 (people still on IAPD; an estimate)
- Share of that headcount
- 1.4%
- One enterprise because
- both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape