B•••••• M•••••• S•••••

• C••••••• P•••••• W••••• BD affiliated current
  since Oct 24, 2024 · San Francisco, Ca
• C••••••• S••••••••• I••• BD affiliated current
  since Oct 23, 2024 · Syracuse, Ny
• J••• M••••• S••••••••• L•• wirehouse
  May 28, 2024 to Oct 2, 2024 · San Francisco, Ca
• J••• M••••• P•••••• W••••• A••••••• L•• former
  Dec 20, 2022 to Oct 7, 2024 · San Francisco, Ca

• J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
  left Oct 7, 2024, registered May 28, 2024 (-132 days) · channel change inside one enterprise, not a move · moved with a team
• J••• M••••• S••••••••• L•• to C••••••• S••••••••• I•••
  left Oct 2, 2024, registered Oct 23, 2024 (21 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

• ••• Locked
  Oct 2, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address