DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
Not a lift-out: both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jaquelyn Morbitzer | New York, Ny | Oct 7, 2024 | Jun 6, 2024 |
| Nathan Zebadiah O'Connell | New York, Ny | Oct 21, 2024 | Mar 8, 2024 |
The rule
- Registrations ended
- Oct 7, 2024 to Oct 21, 2024
- Registered next
- Mar 8, 2024 to Jun 6, 2024
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 369 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- One enterprise because
- both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape