DFX Intelligence
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Team lift-out
7 advisors left W•••• F•••• A••••••• for S••••• I••••••••• A•••••••• L••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kanoi Lam | Pasadena, Ca | Apr 19, 2022 | Apr 19, 2022 |
| Katrina Anatolyevna Sable | Pasadena, Ca | Apr 20, 2022 | Apr 19, 2022 |
| Kenneth Alfonso Sanchez | Westlake Village, Ca | Apr 20, 2022 | Apr 19, 2022 |
| Mitchell Elliott Kauffman | Santa Barbara, Ca | Apr 20, 2022 | Apr 19, 2022 |
| Raffi Nicholas Tutuyan | Woodland Hills, Ca | Apr 20, 2022 | Apr 20, 2022 |
| Rakesh Surendra Patel | Pasadena, Ca | Apr 20, 2022 | Apr 19, 2022 |
| Lee Scott Wolfe | Westlake Village, Ca | Apr 25, 2022 | Apr 19, 2022 |
The rule
- Registrations ended
- Apr 19, 2022 to Apr 25, 2022
- Registered next
- Apr 19, 2022 to Apr 20, 2022
- Branch state
- CA
- Cities
- 4, most in Pasadena, Ca
- Registered there that day
- 1,676 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- Succession by the destination
- a succession within a year (May 24, 2021), not necessarily this firm