DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Raffi Nicholas Tutuyan
Feed of 09/14/2026
Also filed as Raffi Nicholas Tutuyan
At current firm
0 y
since May 11, 2026
In the industry
24 y
since Feb 25, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince May 11, 2026 · Pasadena, Ca
- Stifel Independent Advisors, LLC BD affiliatedApr 20, 2022 to May 20, 2026 · St. Louis, Mo
- Wells Fargo Advisors wirehouseFeb 28, 2018 to Apr 20, 2022 · Pasadena, Ca
- Equitable Advisors, LLC national BDMar 16, 2012 to Feb 26, 2018 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Stifel Independent Advisors, LLC to Raymond James Financial Services Advisors, Incleft May 20, 2026, registered May 11, 2026 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
- Wells Fargo Advisors to Stifel Independent Advisors, LLCleft Apr 20, 2022, registered Apr 20, 2022 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Equitable Advisors, LLC to Wells Fargo Advisorsleft Feb 26, 2018, registered Feb 28, 2018 (2 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Raffi Nicholas Tutuyan left Stifel Independent Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-05-11)May 20, 2026 · Advisor changed firm · fact
- Raffi Nicholas Tutuyan left Wells Fargo Advisors for Stifel Independent Advisors, Llc (registered 2022-04-20)Apr 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address