DFX Intelligence
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Channel change (one enterprise)
4 advisors moved from M••••• S•••••• I••••••••• M••••••••• I••• to E•••• V•••• M•••••••••
Not a lift-out: both firms report M••••• S•••••• as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
asset managertoasset managerOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Aidan C Mccabe | New York, Ny | May 31, 2023 | Aug 16, 2023 |
| John Michael Dillon | New York, Ny | May 31, 2023 | Sep 25, 2023 |
| Matthew Ursillo | New York, Ny | May 31, 2023 | Aug 9, 2023 |
| Peggy Anne Glanzman | New York, Ny | May 31, 2023 | Jul 26, 2023 |
The rule
- Registrations ended
- May 31, 2023
- Registered next
- Jul 26, 2023 to Sep 25, 2023
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 23 (people still on IAPD; an estimate)
- Share of that headcount
- 17%
- One enterprise because
- both firms report M••••• S•••••• as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape