RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• D•••••
- E•••• V•••• M••••••••• asset manager currentsince Sep 25, 2023 · Boston, Ma
- M••••• S•••••• I••••••••• M••••••••• I••• asset managerDec 2, 2020 to May 31, 2023 · New York, Ny
- M••••• S•••••• wirehouseAug 30, 2017 to Dec 1, 2020 · Purchase, Ny
- M••••• S•••••• I••••••••• M••••••••• I••• to E•••• V•••• M•••••••••left May 31, 2023, registered Sep 25, 2023 (117 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to M••••• S•••••• I••••••••• M••••••••• I•••left Dec 1, 2020, registered Dec 2, 2020 (1 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address