DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left E•••• S••••••••• L•• for C••••••••• F•••••••• N••••••

BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Randall Scott SchmailzlWest Des Moines, IaFeb 18, 2022Feb 17, 2022
Richard Ray RainforthWest Des Moines, IaFeb 18, 2022Feb 17, 2022
Carter D MallettWest Des Moines, IaFeb 22, 2022Feb 17, 2022
Joshua Richard ErvastiWest Des Moines, IaFeb 22, 2022Feb 18, 2022
The rule
Registrations ended
Feb 18, 2022 to Feb 22, 2022
Registered next
Feb 17, 2022 to Feb 18, 2022
Branch state
IA
Cities
1, most in West Des Moines, Ia
Registered there that day
1,460 (people still on IAPD; an estimate)
Share of that headcount
0.3%
Succession by the destination
none on the tape
Other teams out of E•••• S••••••••• L••Other teams into C••••••••• F•••••••• N••••••