DFX Intelligence
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Team lift-out
2 advisors left 1•• G••••• A••••••• I•• for C••••••••• F•••••••• N••••••
BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Alan Flanders | Bel Air, Md | May 11, 2018 | May 11, 2018 |
| Ryan Matthew Flanders | Bel Air, Md | May 11, 2018 | May 15, 2018 |
The rule
- Registrations ended
- May 11, 2018
- Registered next
- May 11, 2018 to May 15, 2018
- Branch state
- MD
- Cities
- 1, most in Bel Air, Md
- Registered there that day
- 565 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- Succession by the destination
- a succession within a year (Aug 10, 2017), not necessarily this firm
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.