DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left P•••••••• S••••••••• I••• for C••••••••• F•••••••• N••••••

BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Kay Lynn MickelsonWest Des Moines, IaAug 16, 2022Aug 9, 2022
Laura Jane HertgesWest Des Moines, IaAug 16, 2022Aug 9, 2022
Conor J BoffeliWest Des Moines, IaAug 17, 2022Aug 9, 2022
Matthew G BralWest Des Moines, IaAug 17, 2022Aug 9, 2022
Anthony Michael NiedertWest Des Moines, IaAug 24, 2022Aug 9, 2022
The rule
Registrations ended
Aug 16, 2022 to Aug 24, 2022
Registered next
Aug 9, 2022
Branch state
IA
Cities
1, most in West Des Moines, Ia
Registered there that day
1,095 (people still on IAPD; an estimate)
Share of that headcount
0.5%
Succession by the destination
none on the tape
Other teams out of P•••••••• S••••••••• I•••Other teams into C••••••••• F•••••••• N••••••