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Team lift-out

4 advisors left S•••••• P••••••• I••••••••• S••••••••• L•• for C••••• I••••••••• A••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Mark Thomas DefeoSeattle, WaMar 1, 2023Mar 1, 2023
Susan ChandlerSeattle, WaMar 1, 2023Mar 1, 2023
Chinh Td NguyenSeattle, WaMar 6, 2023Mar 1, 2023
Leann Renae GilmoreVancouver, WaMar 7, 2023Mar 8, 2023
The rule
Registrations ended
Mar 1, 2023 to Mar 7, 2023
Registered next
Mar 1, 2023 to Mar 8, 2023
Branch state
WA
Cities
2, most in Seattle, Wa
Registered there that day
11 (people still on IAPD; an estimate)
Share of that headcount
36%
Succession by the destination
none on the tape