DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• C•••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedTacoma, Wa dual registrantIAPD 2378573

Feed of 09/14/2026

Also filed as Susie Marie Vanbruwaene

At current firm

2 y

since Feb 20, 2024

In the industry

32 y

since Mar 18, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Feb 20, 2024 · Seattle, Wa
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 1, 2023 to Oct 18, 2023 · Seattle, Wa
S•••••• P••••••• I••••••••• S••••••••• L•• former
Oct 31, 2013 to Mar 1, 2023 · Seattle, Wa
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Oct 15, 2013 · Seattle, Wa
W•••• F•••• I••••••••• L•• unclassified
Apr 22, 2004 to Jan 3, 2011 · Seattle, Wa
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jul 1, 1998 to Mar 15, 2004 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 18, 2023, registered Feb 20, 2024 (125 days) · corporate re-registration, not a move
S•••••• P••••••• I••••••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 1, 2023, registered Mar 1, 2023 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
W•••• F•••• A••••••• to S•••••• P••••••• I••••••••• S••••••••• L••
left Oct 15, 2013, registered Oct 31, 2013 (16 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• I••••••••• L••
left Mar 15, 2004, registered Apr 22, 2004 (38 days) · Other

Signals

S•••• C••••••• left S•••••• P••••••• I••••••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-03-01)
Mar 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address