RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• R•••• G••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Vancouver, Wa
- U••• B•••••• I••••••••• I••• formerJun 15, 2023 to Feb 13, 2026 · Saint Paul, Mn
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 8, 2023 to Apr 10, 2023 · Vancouver, Wa
- S•••••• P••••••• I••••••••• S••••••••• L•• formerSep 8, 2015 to Mar 7, 2023 · Portland, Or
- L•• F•••••••• L•• BD affiliatedApr 17, 2013 to Sep 9, 2015 · Vancouver, Wa
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Oct 24, 2012 · Vancouver, Wa
- W•••• F•••• I••••••••• L•• unclassifiedMar 9, 2007 to Jan 3, 2011 · Vancouver, Wa
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to U••• B•••••• I••••••••• I•••left Apr 10, 2023, registered Jun 15, 2023 (66 days) · Affiliated broker-dealer or bank to another
- S•••••• P••••••• I••••••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 7, 2023, registered Mar 8, 2023 (1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- L•• F•••••••• L•• to S•••••• P••••••• I••••••••• S••••••••• L••left Sep 9, 2015, registered Sep 8, 2015 (-1 days) · Other · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left Oct 24, 2012, registered Apr 17, 2013 (175 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- L•••• R•••• G•••••• left C••••• I••••••••• A••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2023-06-15)Apr 10, 2023 · Advisor changed firm · fact
- L•••• R•••• G•••••• left S•••••• P••••••• I••••••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-03-08)Mar 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address